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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
+$30.2M
Cap. Flow
+$10.8M
Cap. Flow %
4.09%
Top 10 Hldgs %
29.39%
Holding
183
New
22
Increased
71
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$4.38M
2
AMD icon
Advanced Micro Devices
AMD
+$2.47M
3
BMBL icon
Bumble
BMBL
+$2.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.11M
5
MSFT icon
Microsoft
MSFT
+$1.77M

Top Sells

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$4.99M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$2.09M
3
MRNA icon
Moderna
MRNA
+$2M
4
SHW icon
Sherwin-Williams
SHW
+$1.84M
5
B
Barrick Mining
B
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Communication Services 10.31%
3 Consumer Discretionary 9.17%
4 Healthcare 9.07%
5 Financials 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
76
First Trust Cloud Computing ETF
SKYY
$2.84B
$1.02M 0.39%
9,663
+1,641
+20% +$164K
VUG icon
77
Vanguard Growth ETF
VUG
$213B
$960K 0.36%
19,644
+24
+0.1% +$1.09K
LMBS icon
78
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$950K 0.36%
18,681
+4,448
+31% +$227K
DRUP icon
79
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$47.6M
$920K 0.35%
22,063
+2,470
+13% +$96.2K
QTEC icon
80
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.34B
$916K 0.35%
5,798
+73
+1% +$10.9K
VOO icon
81
Vanguard S&P 500 ETF
VOO
$961B
$900K 0.34%
2,247
+291
+15% +$112K
FSK icon
82
FS KKR Capital
FSK
$3.03B
$879K 0.33%
41,503
+8,251
+25% +$177K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.1T
$877K 0.33%
3,140
-220
-7% -$61.5K
DKNG icon
84
DraftKings
DKNG
$12.2B
$864K 0.33%
18,105
+6,105
+51% +$322K
QYLD icon
85
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.91B
$862K 0.33%
38,232
+2,671
+8% +$59.7K
CRM icon
86
Salesforce
CRM
$154B
$791K 0.3%
3,242
-303
-9% -$69.8K
LLY icon
87
Eli Lilly
LLY
$1.08T
$789K 0.3%
3,352
-12
-0.4% -$2.41K
VB icon
88
Vanguard Small-Cap ETF
VB
$78.9B
$733K 0.28%
3,312
-344
-9% -$76.2K
TBIO
89
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$728K 0.28%
24,700
-2,515
-9% -$49.4K
FPX icon
90
First Trust US Equity Opportunities ETF
FPX
$1.43B
$726K 0.27%
5,812
– –
TSLA icon
91
Tesla
TSLA
$1.19T
$703K 0.27%
3,156
+795
+34% +$173K
SPIB icon
92
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$700K 0.26%
+19,082
New +$697K
BNDX icon
93
Vanguard Total International Bond ETF
BNDX
$82B
$698K 0.26%
12,165
-260
-2% -$14.8K
VOT icon
94
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$693K 0.26%
2,934
– –
PEP icon
95
PepsiCo
PEP
$198B
$689K 0.26%
4,505
-7,916
-64% -$1.15M
HYLS icon
96
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$687K 0.26%
14,155
+605
+4% +$29.4K
ORCL icon
97
Oracle
ORCL
$338B
$651K 0.25%
7,475
+3,936
+111% +$308K
STAA icon
98
STAAR Surgical
STAA
$1.2B
$595K 0.23%
4,406
-3,994
-48% -$526K
SCHX icon
99
Schwab US Large- Cap ETF
SCHX
$70.5B
$571K 0.22%
+32,460
New +$548K
PSK icon
100
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$524K 0.2%
11,928
-1,871
-14% -$81.7K
2 3
4
5 6

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TC
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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q2 2021 Portfolio in Review

As of Q2 2021, DFPG Investments held 183 positions worth $264M, up 13% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments deployed $10.8M of net new capital in Q2 2021, opening 22 new positions and adding to 71 existing holdings. Its largest new stake was Advanced Micro Devices: 30,605 shares worth $2.76M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Surgalign Holdings, Inc. Common Stock, an estimated $4.99M trimmed.

  • DFPG Investments's largest Q2 2021 buy was Advanced Micro Devices: 30,605 shares worth $2.76M.
  • DFPG Investments added most to Blue Owl Capital in Q2 2021, an estimated $4.38M increase.
  • DFPG Investments's biggest Q2 2021 reduction was Surgalign Holdings, Inc. Common Stock, cutting an estimated $4.99M.
  • DFPG Investments fully exited Barrick Mining in Q2 2021, selling an estimated $1.77M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q2 2021.
  • DFPG Investments opened 22 new positions and closed 10 in Q2 2021.
  • DFPG Investments's portfolio value rose 13% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q2 2021, filed 21 Jul 2021.