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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
Cap. Flow
+$9.29M
Cap. Flow %
3.97%
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$5.21M
2
ET icon
Energy Transfer Partners
ET
+$3.88M
3
ROST icon
Ross Stores
ROST
+$3.24M
4
GLD icon
SPDR Gold Trust
GLD
+$2.87M
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.98M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$5.75M
2
BABA icon
Alibaba
BABA
+$2.32M
3
AAPL icon
Apple
AAPL
+$2.06M
4
NVDA icon
NVIDIA
NVDA
+$2.01M
5
AMD icon
Advanced Micro Devices
AMD
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 13.63%
2 Healthcare 12.3%
3 Consumer Discretionary 8.78%
4 Communication Services 8.12%
5 Financials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAA icon
76
STAAR Surgical
STAA
$1.2B
$895K 0.38%
8,400
– –
BRK.B icon
77
Berkshire Hathaway Class B
BRK.B
$1.1T
$883K 0.38%
3,360
-2,369
-41% -$575K
VUG icon
78
Vanguard Morningstar Growth ETF
VUG
$220B
$870K 0.37%
19,620
-3,522
-15% -$151K
QTEC icon
79
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.55B
$864K 0.37%
5,725
+3,005
+110% +$432K
EXR icon
80
Extra Space Storage
EXR
$31.3B
$832K 0.36%
6,164
– –
QYLD icon
81
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$809K 0.35%
35,561
+2,423
+7% +$55.3K
VB icon
82
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$798K 0.34%
3,656
-484
-12% -$102K
SKYY icon
83
First Trust Cloud Computing ETF
SKYY
$2.92B
$796K 0.34%
8,022
+3,601
+81% +$360K
CRM icon
84
Salesforce
CRM
$150B
$781K 0.33%
3,545
-103
-3% -$22.9K
DKNG icon
85
DraftKings
DKNG
$11.7B
$752K 0.32%
12,000
-15,872
-57% -$953K
DRUP icon
86
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$47.7M
$744K 0.32%
19,593
+12,353
+171% +$452K
VOO icon
87
Vanguard S&P 500 ETF
VOO
$979B
$730K 0.31%
1,956
-463
-19% -$164K
LMBS icon
88
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$728K 0.31%
14,233
+15
+0.1% +$771
BNDX icon
89
Vanguard Total International Bond ETF
BNDX
$81.9B
$709K 0.3%
12,425
+363
+3% +$20.9K
FPX icon
90
First Trust US Equity Opportunities ETF
FPX
$1.48B
$709K 0.3%
5,812
-125
-2% -$15.7K
FSK icon
91
FS KKR Capital
FSK
$2.95B
$682K 0.29%
33,252
+498
+2% +$9.27K
HYLS icon
92
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$661K 0.28%
13,550
+721
+6% +$35.2K
VOT icon
93
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.3B
$644K 0.28%
2,934
-385
-12% -$83.5K
LLY icon
94
Eli Lilly
LLY
$1.02T
$622K 0.27%
3,364
-196
-6% -$38.3K
RTL
95
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$620K 0.26%
62,195
+2,586
+4% +$22.5K
PSK icon
96
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$600K 0.26%
13,799
-1,696
-11% -$73.2K
TSLA icon
97
Tesla
TSLA
$1.22T
$544K 0.23%
2,361
– –
SPDW icon
98
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.3B
$532K 0.23%
14,623
+1,478
+11% +$51.8K
SRLN icon
99
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$528K 0.23%
11,557
-1,216
-10% -$55.8K
BRSP
100
BrightSpire Capital
BRSP
$633M
$470K 0.2%
55,118
-1,291
-2% -$11K
2 3
4
5 6

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BWM
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AAM
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DFPG Investments's Q1 2021 Portfolio in Review

As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.

  • DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
  • DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
  • DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
  • DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
  • DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
  • DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
  • DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.