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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$23.2M
Cap. Flow
+$12.2M
Cap. Flow %
6.51%
Top 10 Hldgs %
35.47%
Holding
197
New
22
Increased
61
Reduced
74
Closed
25

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.37M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.48M
3
SLV icon
iShares Silver Trust
SLV
+$3.13M
4
GLD icon
SPDR Gold Trust
GLD
+$2.85M
5
QCOM icon
Qualcomm
QCOM
+$1.06M

Top Sells

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$1.41M
2
ARCT icon
Arcturus Therapeutics
ARCT
+$1.04M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$946K
5
JETS icon
US Global Jets ETF
JETS
+$942K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Healthcare 12.77%
3 Financials 6.97%
4 Consumer Discretionary 4.53%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
76
iShares Biotechnology ETF
IBB
$9.34B
$725K 0.39%
+5,145
New +$698K
SRLN icon
77
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$724K 0.39%
16,188
+20
+0.1% +$887
EXR icon
78
Extra Space Storage
EXR
$31.3B
$693K 0.37%
6,162
-32
-0.5% -$3.31K
SHW icon
79
Sherwin-Williams
SHW
$82.7B
$684K 0.37%
+2,967
New +$648K
QYLD icon
80
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$667K 0.36%
+30,656
New +$662K
COLD icon
81
Americold
COLD
$4.02B
$663K 0.35%
17,788
-442
-2% -$16.7K
INTC icon
82
Intel
INTC
$455B
$650K 0.35%
12,347
+8,678
+237% +$451K
XOM icon
83
ExxonMobil
XOM
$644B
$643K 0.34%
19,204
+12,024
+167% +$492K
CLX icon
84
Clorox
CLX
$11.6B
$640K 0.34%
+2,976
New +$663K
VOT icon
85
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$635K 0.34%
3,392
– –
HISF icon
86
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$609K 0.33%
13,440
-1,675
-11% -$76.2K
FSK icon
87
FS KKR Capital
FSK
$2.96B
$605K 0.32%
37,142
-3,284
-8% -$51.2K
XLV icon
88
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$605K 0.32%
5,633
-388
-6% -$40.8K
FPX icon
89
First Trust US Equity Opportunities ETF
FPX
$1.47B
$596K 0.32%
5,956
– –
VGT icon
90
Vanguard Information Technology ETF
VGT
$139B
$585K 0.31%
14,720
-1,248
-8% -$47K
UBER icon
91
Uber
UBER
$143B
$552K 0.29%
14,998
-6,806
-31% -$225K
FDIS icon
92
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.68B
$548K 0.29%
8,568
-736
-8% -$43.8K
LLY icon
93
Eli Lilly
LLY
$1.02T
$530K 0.28%
3,556
– –
GOOG icon
94
Alphabet (Google) Class C
GOOG
$4.36T
$507K 0.27%
6,940
-1,740
-20% -$133K
STAA icon
95
STAAR Surgical
STAA
$1.21B
$479K 0.26%
8,400
– –
DG icon
96
Dollar General
DG
$28B
$451K 0.24%
2,101
-21
-1% -$4.13K
SNOW icon
97
Snowflake
SNOW
$102B
$446K 0.24%
+1,813
New +$432K
PARA
98
DELISTED
Paramount Global Class B
PARA
$433K 0.23%
14,995
+5,400
+56% +$145K
SPYG icon
99
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$417K 0.22%
8,225
+28
+0.3% +$1.37K
SPYD icon
100
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$407K 0.22%
14,128
-2,582
-15% -$73K
2 3
4
5 6

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BWM
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AAM
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2020 Portfolio in Review

As of Q3 2020, DFPG Investments held 197 positions worth $187M, up 14% from $164M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments deployed $12.2M of net new capital in Q3 2020, opening 22 new positions and adding to 61 existing holdings. Its largest new stake was iShares Silver Trust: 137,748 shares worth $3.06M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shopify, an estimated $1.41M trimmed.

  • DFPG Investments's largest Q3 2020 buy was iShares Silver Trust: 137,748 shares worth $3.06M.
  • DFPG Investments added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $6.37M increase.
  • DFPG Investments's biggest Q3 2020 reduction was Shopify, cutting an estimated $1.41M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q3 2020, selling an estimated $990K.
  • DFPG Investments's ten largest holdings make up 35% of its $187M portfolio in Q3 2020.
  • DFPG Investments opened 22 new positions and closed 25 in Q3 2020.
  • DFPG Investments's portfolio value rose 14% quarter-over-quarter to $187M.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.