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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTD
76
DELISTED
TD Ameritrade Holding Corp
AMTD
$625K 0.38%
17,079
+1,224
+8% +$46.1K
XLV icon
77
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$613K 0.37%
6,021
-466
-7% -$46K
WFC icon
78
Wells Fargo
WFC
$254B
$610K 0.37%
+24,947
New +$683K
LLY icon
79
Eli Lilly
LLY
$1.08T
$593K 0.36%
3,556
-80
-2% -$12.3K
NFLX icon
80
Netflix
NFLX
$307B
$590K 0.36%
11,960
-4,960
-29% -$211K
EXR icon
81
Extra Space Storage
EXR
$32.3B
$589K 0.36%
6,194
– –
VOT icon
82
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$571K 0.35%
3,392
-565
-14% -$85.4K
FSK icon
83
FS KKR Capital
FSK
$3.01B
$569K 0.35%
40,426
-1,096
-3% -$15.4K
VGT icon
84
Vanguard Information Technology ETF
VGT
$133B
$564K 0.34%
15,968
+48
+0.3% +$1.5K
CSCO icon
85
Cisco
CSCO
$443B
$529K 0.32%
11,585
+1,408
+14% +$61.7K
AVYA
86
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$529K 0.32%
43,171
+1,234
+3% +$14.2K
RTL
87
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$517K 0.31%
68,694
+1,160
+2% +$8.52K
FPX icon
88
First Trust US Equity Opportunities ETF
FPX
$1.43B
$516K 0.31%
5,956
– –
FDIS icon
89
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
$505K 0.31%
9,304
+71
+0.8% +$3.31K
STAA icon
90
STAAR Surgical
STAA
$1.19B
$487K 0.3%
8,400
-4,600
-35% -$188K
FEP icon
91
First Trust Europe AlphaDEX Fund
FEP
$515M
$472K 0.29%
15,150
-615
-4% -$17.6K
ZM icon
92
Zoom
ZM
$27.1B
$464K 0.28%
1,770
-4,564
-72% -$821K
CCL icon
93
Carnival Corporation Ltd
CCL
$38.1B
$462K 0.28%
31,722
+16,205
+104% +$243K
SPYD icon
94
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$460K 0.28%
16,710
-1,544
-8% -$42.2K
BIDU icon
95
Baidu
BIDU
$35.7B
$445K 0.27%
+3,479
New +$372K
RDVY icon
96
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$443K 0.27%
14,476
+2
+0% +$58
BRSP
97
BrightSpire Capital
BRSP
$634M
$403K 0.25%
64,857
-2,034
-3% -$10.4K
DG icon
98
Dollar General
DG
$28.4B
$399K 0.24%
+2,122
New +$384K
IYG icon
99
iShares US Financial Services ETF
IYG
$2.13B
$385K 0.23%
9,792
+327
+3% +$12.6K
SPYG icon
100
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$378K 0.23%
8,197
-781
-9% -$32.4K
2 3
4
5 6

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AAM
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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.