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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-12.29%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$18.8M
Cap. Flow
+$464K
Cap. Flow %
0.35%
Top 10 Hldgs %
35.77%
Holding
186
New
23
Increased
67
Reduced
58
Closed
30

Top Buys

Rank Stock Value
1
HQY icon
HealthEquity
HQY
+$6.68M
2
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$1.39M
3
USO icon
United States Oil Fund
USO
+$957K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$939K
5
EXR icon
Extra Space Storage
EXR
+$645K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.5M
3
ARCT icon
Arcturus Therapeutics
ARCT
+$1.79M
4
ZTS icon
Zoetis
ZTS
+$822K
5
LAZ icon
Lazard
LAZ
+$652K

Sector Composition

Rank Sector Weight
1 Technology 13.75%
2 Healthcare 12.67%
3 Financials 6.86%
4 Consumer Discretionary 4.8%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
76
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$546K 0.41%
3,957
+184
+5% +$27.9K
FTEC icon
77
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$542K 0.4%
7,997
+220
+3% +$15.8K
RSPM icon
78
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$496K 0.37%
28,210
+3,835
+16% +$78.4K
SPYD icon
79
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$477K 0.36%
18,254
-3,211
-15% -$112K
STAA icon
80
STAAR Surgical
STAA
$1.21B
$468K 0.35%
13,000
+1,000
+8% +$33.7K
VGT icon
81
Vanguard Information Technology ETF
VGT
$139B
$457K 0.34%
15,920
-192
-1% -$5.82K
RTL
82
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$455K 0.34%
67,534
-3,093
-4% -$34.4K
GOOG icon
83
Alphabet (Google) Class C
GOOG
$4.36T
$442K 0.33%
7,000
+80
+1% +$5.43K
PYPL icon
84
PayPal
PYPL
$48.9B
$442K 0.33%
4,097
-2,289
-36% -$253K
USO icon
85
United States Oil Fund
USO
$2.15B
$440K 0.33%
+12,421
New +$957K
BA icon
86
Boeing
BA
$171B
$437K 0.33%
2,995
+1,851
+162% +$507K
CSCO icon
87
Cisco
CSCO
$457B
$423K 0.32%
10,177
+816
+9% +$35.8K
FEP icon
88
First Trust Europe AlphaDEX Fund
FEP
$526M
$414K 0.31%
15,765
-1,923
-11% -$64.6K
FPX icon
89
First Trust US Equity Opportunities ETF
FPX
$1.47B
$408K 0.3%
5,956
+144
+2% +$11.1K
RDVY icon
90
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$392K 0.29%
14,474
+1
+0% +$32
FDIS icon
91
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.68B
$391K 0.29%
9,233
-228
-2% -$10.5K
SPDW icon
92
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$368K 0.27%
15,070
-1,512
-9% -$43.3K
AVYA
93
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$366K 0.27%
41,937
+375
+0.9% +$4.46K
ARCC icon
94
Ares Capital
ARCC
$13.5B
$356K 0.27%
29,311
+578
+2% +$9.75K
OGE icon
95
OGE Energy
OGE
$9.78B
$350K 0.26%
11,229
+3,890
+53% +$157K
SPYG icon
96
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$349K 0.26%
8,978
+2,346
+35% +$96.1K
LULU icon
97
lululemon athletica
LULU
$13.5B
$337K 0.25%
1,620
-1,736
-52% -$388K
SDY icon
98
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$337K 0.25%
4,024
+1,912
+91% +$189K
IYG icon
99
iShares US Financial Services ETF
IYG
$2.16B
$335K 0.25%
9,465
-159
-2% -$7.26K
SPYV icon
100
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$333K 0.25%
12,092
+2,315
+24% +$73.9K
2 3
4
5 6

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DFPG Investments's Q1 2020 Portfolio in Review

As of Q1 2020, DFPG Investments held 186 positions worth $134M, down 12% from $153M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q1 2020 filing shows 23 new, 67 increased, 58 reduced and 30 closed positions. Its largest new stake was HealthEquity: 100,650 shares worth $4.61M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $4.07M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q1 2020 buy was HealthEquity: 100,650 shares worth $4.61M.
  • DFPG Investments added most to Teva Pharmaceuticals in Q1 2020, an estimated $939K increase.
  • DFPG Investments's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $4.07M.
  • DFPG Investments fully exited Lazard in Q1 2020, selling an estimated $652K.
  • DFPG Investments's ten largest holdings make up 36% of its $134M portfolio in Q1 2020.
  • DFPG Investments opened 23 new positions and closed 30 in Q1 2020.
  • DFPG Investments's portfolio value fell 12% quarter-over-quarter to $134M.

Based on DFPG Investments's 13F filing for Q1 2020, filed 17 Apr 2020.