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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
+$17.6M
Cap. Flow
+$6.99M
Cap. Flow %
7.51%
Top 10 Hldgs %
27.37%
Holding
145
New
25
Increased
49
Reduced
57
Closed
6

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$936K
3
STZ icon
Constellation Brands
STZ
+$382K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$378K
5
AAPL icon
Apple
AAPL
+$378K

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$560K
2
COST icon
Costco
COST
+$385K
3
META icon
Meta Platforms (Facebook)
META
+$303K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$237K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Financials 9.84%
3 Communication Services 7.12%
4 Consumer Discretionary 4.81%
5 Real Estate 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RZG icon
76
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
$408K 0.44%
10,692
-111
-1% -$4.21K
ORCL icon
77
Oracle
ORCL
$346B
$400K 0.43%
7,436
-85
-1% -$4.33K
FTEC icon
78
Fidelity MSCI Information Technology Index ETF
FTEC
$19.4B
$389K 0.42%
6,436
– –
PFE icon
79
Pfizer
PFE
$144B
$382K 0.41%
9,425
-293
-3% -$11.7K
IVW icon
80
iShares S&P 500 Growth ETF
IVW
$71.9B
$373K 0.4%
8,536
+1,672
+24% +$68.5K
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$371K 0.4%
13,971
-3,529
-20% -$91.1K
XLE icon
82
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$360K 0.39%
10,836
-342
-3% -$11K
UTG icon
83
Reaves Utility Income Fund
UTG
$3.57B
$357K 0.38%
10,530
-890
-8% -$28.1K
PG icon
84
Procter & Gamble
PG
$347B
$353K 0.38%
3,416
-56
-2% -$5.45K
XOM icon
85
ExxonMobil
XOM
$634B
$350K 0.38%
4,269
+122
+3% +$9.3K
VZ icon
86
Verizon
VZ
$201B
$337K 0.36%
5,706
+59
+1% +$3.34K
VIS icon
87
Vanguard Industrials ETF
VIS
$8.22B
$335K 0.36%
2,338
-6
-0.3% -$812
MRK icon
88
Merck
MRK
$326B
$332K 0.36%
4,252
+84
+2% +$6.28K
WB icon
89
Weibo
WB
$1.95B
$318K 0.34%
+4,621
New +$287K
QYLD icon
90
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$314K 0.34%
13,734
+300
+2% +$6.66K
OKE icon
91
Oneok
OKE
$55.9B
$309K 0.33%
4,448
-20
-0.4% -$1.29K
AMGN icon
92
Amgen
AMGN
$212B
$297K 0.32%
1,544
+9
+0.6% +$1.72K
GNL icon
93
Global Net Lease
GNL
$1.86B
$292K 0.31%
15,410
+1,563
+11% +$29.8K
SCHD icon
94
Schwab US Dividend Equity ETF
SCHD
$104B
$289K 0.31%
16,302
+3
+0% +$50
IQDY icon
95
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$108M
$287K 0.31%
11,315
-850
-7% -$20.3K
AVGO icon
96
Broadcom
AVGO
$1.81T
$285K 0.31%
9,440
+40
+0.4% +$1.08K
FTSL icon
97
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$279K 0.3%
5,866
+43
+0.7% +$2.03K
WFC icon
98
Wells Fargo
WFC
$263B
$278K 0.3%
5,649
-2,341
-29% -$115K
ERH
99
Allspring Utilities & High Income Fund
ERH
$106M
$271K 0.29%
20,870
-1,223
-6% -$15.3K
PKW icon
100
Invesco BuyBack Achievers ETF
PKW
$1.73B
$269K 0.29%
+4,399
New +$254K
2 3
4
5 6

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2019 Portfolio in Review

As of Q1 2019, DFPG Investments held 145 positions worth $93.1M, up 23% from $75.5M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

DFPG Investments deployed $6.99M of net new capital in Q1 2019, opening 25 new positions and adding to 49 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.4% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $303K trimmed.

  • DFPG Investments's largest Q1 2019 buy was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.
  • DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q1 2019, an estimated $936K increase.
  • DFPG Investments's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $303K.
  • DFPG Investments fully exited Wynn Resorts in Q1 2019, selling an estimated $560K.
  • DFPG Investments's ten largest holdings make up 27% of its $93.1M portfolio in Q1 2019.
  • DFPG Investments opened 25 new positions and closed 6 in Q1 2019.
  • DFPG Investments's portfolio value rose 23% quarter-over-quarter to $93.1M.

Based on DFPG Investments's 13F filing for Q1 2019, filed 10 Apr 2019.