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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
51
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$3.97M 0.43%
+86,095
New +$3.94M
CRM icon
52
Salesforce
CRM
$150B
$3.96M 0.42%
19,806
+6,002
+43% +$1.01M
BX icon
53
Blackstone
BX
$103B
$3.89M 0.42%
44,322
+15,659
+55% +$1.38M
TSLA icon
54
Tesla
TSLA
$1.22T
$3.76M 0.4%
18,147
+10,538
+138% +$1.84M
UPS icon
55
United Parcel Service
UPS
$89.2B
$3.68M 0.39%
18,949
+7,053
+59% +$1.29M
VZ icon
56
Verizon
VZ
$195B
$3.59M 0.39%
92,203
+28,086
+44% +$1.11M
XOM icon
57
ExxonMobil
XOM
$643B
$3.56M 0.38%
32,471
+3,562
+12% +$394K
SUB icon
58
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.54M 0.38%
33,790
+7,023
+26% +$733K
UNH icon
59
UnitedHealth
UNH
$380B
$3.53M 0.38%
7,464
+1,994
+36% +$962K
PEP icon
60
PepsiCo
PEP
$191B
$3.51M 0.38%
19,270
+10,112
+110% +$1.77M
IXUS icon
61
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$3.4M 0.37%
54,929
+40,522
+281% +$2.48M
PANW icon
62
Palo Alto Networks
PANW
$271B
$3.4M 0.36%
34,004
+19,152
+129% +$1.62M
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.39M 0.36%
10,981
+3,125
+40% +$963K
NKE icon
64
Nike
NKE
$62.1B
$3.38M 0.36%
27,570
+9,189
+50% +$1.13M
AVGO icon
65
Broadcom
AVGO
$1.84T
$3.31M 0.36%
51,610
+4,870
+10% +$293K
CAT icon
66
Caterpillar
CAT
$377B
$3.31M 0.36%
14,461
+6,253
+76% +$1.51M
FTSM icon
67
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$3.29M 0.35%
55,202
-6,135
-10% -$365K
NOW icon
68
ServiceNow
NOW
$115B
$3.23M 0.35%
34,780
+7,335
+27% +$639K
KO icon
69
Coca-Cola
KO
$378B
$3.22M 0.35%
51,873
+18,150
+54% +$1.1M
SNOW icon
70
Snowflake
SNOW
$102B
$3.16M 0.34%
20,509
+7,790
+61% +$1.14M
NFLX icon
71
Netflix
NFLX
$299B
$3.14M 0.34%
91,030
+11,950
+15% +$395K
GOVT icon
72
iShares US Treasury Bond ETF
GOVT
$43.6B
$3.14M 0.34%
134,122
+51,043
+61% +$1.18M
MDT icon
73
Medtronic
MDT
$110B
$3.12M 0.34%
38,731
+17,593
+83% +$1.43M
RTX icon
74
RTX Corp
RTX
$290B
$3.05M 0.33%
31,111
+13,581
+77% +$1.34M
VYM icon
75
Vanguard High Dividend Yield ETF
VYM
$81B
$3.01M 0.32%
28,568
+8,041
+39% +$865K
1 2
3
4 5

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BWM
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AAM
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WP
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.