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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
51
UnitedHealth
UNH
$383B
$2.7M 0.44%
5,470
+4,819
+740% +$2.55M
IVV icon
52
iShares Core S&P 500 ETF
IVV
$872B
$2.64M 0.44%
6,653
+2,739
+70% +$1.06M
VZ icon
53
Verizon
VZ
$193B
$2.64M 0.44%
64,117
+47,993
+298% +$1.81M
MU icon
54
Micron Technology
MU
$988B
$2.64M 0.43%
45,418
-41,286
-48% -$2.26M
VOO icon
55
Vanguard S&P 500 ETF
VOO
$972B
$2.62M 0.43%
7,210
+2,480
+52% +$876K
NFLX icon
56
Netflix
NFLX
$305B
$2.59M 0.43%
79,080
+67,160
+563% +$1.88M
SPEM icon
57
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$2.55M 0.42%
+72,646
New +$2.35M
FLOT icon
58
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.55M 0.42%
50,543
-860
-2% -$43.2K
LOW icon
59
Lowe's Companies
LOW
$118B
$2.54M 0.42%
+12,188
New +$2.44M
BRK.B icon
60
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.52M 0.41%
7,856
+4,605
+142% +$1.37M
LRGF icon
61
iShares US Equity Factor ETF
LRGF
$3.55B
$2.48M 0.41%
61,620
+41,102
+200% +$1.61M
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$2.47M 0.41%
16,663
+5,069
+44% +$709K
SPLV icon
63
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$2.44M 0.4%
+37,556
New +$2.33M
GS icon
64
Goldman Sachs
GS
$302B
$2.39M 0.39%
6,566
+1,617
+33% +$563K
SM icon
65
SM Energy
SM
$7.58B
$2.39M 0.39%
+75,000
New +$3.12M
BX icon
66
Blackstone
BX
$102B
$2.38M 0.39%
28,663
-9,277
-24% -$801K
MA icon
67
Mastercard
MA
$510B
$2.37M 0.39%
6,267
+5,175
+474% +$1.7M
NKE icon
68
Nike
NKE
$62.7B
$2.35M 0.39%
+18,381
New +$1.85M
BOCT icon
69
Innovator US Equity Buffer ETF October
BOCT
$284M
$2.33M 0.38%
71,546
-1,480
-2% -$46.6K
VYM icon
70
Vanguard High Dividend Yield ETF
VYM
$80.9B
$2.28M 0.38%
20,527
+10,335
+101% +$1.1M
ADBE icon
71
Adobe
ADBE
$98.5B
$2.19M 0.36%
6,398
+5,215
+441% +$1.67M
UPS icon
72
United Parcel Service
UPS
$89.5B
$2.17M 0.36%
+11,896
New +$2.06M
VTV icon
73
Vanguard Morningstar Value ETF
VTV
$188B
$2.16M 0.36%
+15,019
New +$2.07M
NOW icon
74
ServiceNow
NOW
$114B
$2.16M 0.36%
27,445
+24,435
+812% +$1.91M
MDLZ icon
75
Mondelez International
MDLZ
$80.5B
$2.16M 0.36%
+31,919
New +$2.02M
1 2
3
4 5

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BWM
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AAM
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WP
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B
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DGAM
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DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.