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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
51
Citigroup
C
$222B
$1.25M 0.53%
28,293
+698
+3% +$34.5K
CSCO icon
52
Cisco
CSCO
$448B
$1.25M 0.53%
29,109
+8,502
+41% +$377K
LLY icon
53
Eli Lilly
LLY
$1.03T
$1.15M 0.49%
3,365
– –
EXR icon
54
Extra Space Storage
EXR
$31.3B
$1.08M 0.46%
6,509
– –
FVD icon
55
First Trust Value Line Dividend Fund
FVD
$8.33B
$1.07M 0.45%
28,926
+2
+0% +$79
ALCO icon
56
Alico
ALCO
$283M
$1.05M 0.45%
37,309
+1,226
+3% +$41.4K
VYM icon
57
Vanguard High Dividend Yield ETF
VYM
$80.9B
$1.03M 0.44%
10,192
-9
-0.1% -$936
VXF icon
58
Vanguard Extended Market ETF
VXF
$30.4B
$964K 0.41%
7,331
-149
-2% -$21K
RYLD icon
59
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$960K 0.41%
49,659
+627
+1% +$12.8K
PFEB icon
60
Innovator US Equity Power Buffer ETF February
PFEB
$913M
$959K 0.41%
35,110
– –
BRK.B icon
61
Berkshire Hathaway Class B
BRK.B
$1.1T
$918K 0.39%
3,251
+3
+0.1% +$854
SPIB icon
62
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$871K 0.37%
28,221
– –
PINS icon
63
Pinterest
PINS
$13.7B
$867K 0.37%
40,343
+173
+0.4% +$3.79K
SCHX icon
64
Schwab US Large- Cap ETF
SCHX
$71.3B
$854K 0.36%
57,972
-20,211
-26% -$317K
FTCS icon
65
First Trust Capital Strength ETF
FTCS
$7.95B
$841K 0.36%
12,049
+106
+0.9% +$7.62K
UUP icon
66
Invesco DB US Dollar Index Bullish Fund
UUP
$419M
$837K 0.36%
+27,792
New +$805K
XLE icon
67
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$824K 0.35%
18,948
+4,080
+27% +$154K
PEP icon
68
PepsiCo
PEP
$191B
$779K 0.33%
4,503
-43
-0.9% -$7.41K
LRGF icon
69
iShares US Equity Factor ETF
LRGF
$3.55B
$777K 0.33%
+20,518
New +$823K
SHY icon
70
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$744K 0.32%
9,189
+5,859
+176% +$482K
DRUP icon
71
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$47.7M
$743K 0.32%
22,623
– –
VUG icon
72
Vanguard Morningstar Growth ETF
VUG
$218B
$690K 0.29%
18,816
-150
-0.8% -$6.03K
QTEC icon
73
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$641K 0.27%
6,103
– –
FSK icon
74
FS KKR Capital
FSK
$2.96B
$615K 0.26%
34,080
+97
+0.3% +$2.02K
JNJ icon
75
Johnson & Johnson
JNJ
$617B
$610K 0.26%
3,618
+1,480
+69% +$250K
1 2
3
4 5

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AAM
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DGAM
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.