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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
51
Lockheed Martin
LMT
$131B
$1.7M 0.64%
4,687
+1,913
+69% +$692K
LMBS icon
52
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.66M 0.63%
32,880
+14,199
+76% +$721K
VAL icon
53
Valaris
VAL
$5.14B
$1.65M 0.63%
47,304
+7,855
+20% +$226K
SD icon
54
SandRidge Energy
SD
$503M
$1.61M 0.61%
+130,516
New +$1.08M
TGT icon
55
Target
TGT
$66.3B
$1.58M 0.6%
6,536
-219
-3% -$54.9K
NOBL icon
56
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.52M 0.58%
33,172
+22
+0.1% +$1.02K
GS icon
57
Goldman Sachs
GS
$289B
$1.49M 0.56%
3,804
-184
-5% -$71.9K
AVGO icon
58
Broadcom
AVGO
$1.76T
$1.36M 0.51%
27,340
-850
-3% -$41.3K
ABNB icon
59
Airbnb
ABNB
$90.8B
$1.34M 0.51%
+7,871
New +$1.2M
VXF icon
60
Vanguard Extended Market ETF
VXF
$30B
$1.33M 0.5%
6,992
-1,439
-17% -$268K
BIDU icon
61
Baidu
BIDU
$35.7B
$1.29M 0.49%
7,924
+707
+10% +$116K
GOOG icon
62
Alphabet (Google) Class C
GOOG
$4.11T
$1.28M 0.48%
9,060
+60
+0.7% +$8.27K
CSCO icon
63
Cisco
CSCO
$443B
$1.27M 0.48%
22,788
-2,098
-8% -$118K
FVD icon
64
First Trust Value Line Dividend Fund
FVD
$8.44B
$1.23M 0.47%
30,246
+80
+0.3% +$3.25K
EXR icon
65
Extra Space Storage
EXR
$32.3B
$1.15M 0.43%
6,251
+49
+0.8% +$8.66K
ALCO icon
66
Alico
ALCO
$280M
$1.13M 0.43%
32,590
+69
+0.2% +$2.48K
GILD icon
67
Gilead Sciences
GILD
$165B
$1.12M 0.42%
16,408
-30
-0.2% -$2.11K
ODFL icon
68
Old Dominion Freight Line
ODFL
$46.3B
$1.1M 0.42%
+7,430
New +$1.03M
CHWY icon
69
Chewy
CHWY
$9.54B
$1.08M 0.41%
17,256
+138
+0.8% +$11.4K
SKYY icon
70
First Trust Cloud Computing ETF
SKYY
$2.83B
$1.07M 0.41%
9,547
-116
-1% -$12.4K
STOR
71
DELISTED
STORE Capital Corporation
STOR
$1.06M 0.4%
31,305
+687
+2% +$24.3K
VYM icon
72
Vanguard High Dividend Yield ETF
VYM
$80.8B
$1.03M 0.39%
9,629
-1,347
-12% -$142K
SCHX icon
73
Schwab US Large- Cap ETF
SCHX
$70.3B
$1.02M 0.39%
57,210
+24,750
+76% +$441K
PFEB icon
74
Innovator US Equity Power Buffer ETF February
PFEB
$907M
$1.01M 0.38%
35,110
-20,415
-37% -$584K
SPIB icon
75
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.01M 0.38%
27,694
+8,612
+45% +$317K
1 2
3
4 5

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.