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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
Cap. Flow
+$9.29M
Cap. Flow %
3.97%
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$5.21M
2
ET icon
Energy Transfer Partners
ET
+$3.88M
3
ROST icon
Ross Stores
ROST
+$3.24M
4
GLD icon
SPDR Gold Trust
GLD
+$2.87M
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.98M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$5.75M
2
BABA icon
Alibaba
BABA
+$2.32M
3
AAPL icon
Apple
AAPL
+$2.06M
4
NVDA icon
NVIDIA
NVDA
+$2.01M
5
AMD icon
Advanced Micro Devices
AMD
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 13.63%
2 Healthcare 12.3%
3 Consumer Discretionary 8.78%
4 Communication Services 8.12%
5 Financials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
51
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.48M 0.63%
33,728
+1,788
+6% +$73.5K
UHS icon
52
Universal Health Services
UHS
$9.82B
$1.46M 0.63%
10,731
+786
+8% +$104K
PYPL icon
53
PayPal
PYPL
$48.6B
$1.46M 0.62%
5,809
+265
+5% +$66.9K
BX icon
54
Blackstone
BX
$102B
$1.44M 0.61%
19,161
+2,175
+13% +$150K
SNOW icon
55
Snowflake
SNOW
$102B
$1.42M 0.61%
6,099
+640
+12% +$171K
TGT icon
56
Target
TGT
$65B
$1.4M 0.6%
6,833
-241
-3% -$45.1K
BAC icon
57
Bank of America
BAC
$433B
$1.38M 0.59%
34,665
+591
+2% +$20.4K
AVGO icon
58
Broadcom
AVGO
$1.82T
$1.32M 0.57%
27,130
+1,690
+7% +$78.2K
WTRG icon
59
Essential Utilities
WTRG
$11.4B
$1.31M 0.56%
28,568
+2,284
+9% +$103K
GS icon
60
Goldman Sachs
GS
$300B
$1.29M 0.55%
3,979
+114
+3% +$35.5K
UBER icon
61
Uber
UBER
$142B
$1.28M 0.55%
22,251
+2,060
+10% +$115K
FVD icon
62
First Trust Value Line Dividend Fund
FVD
$8.28B
$1.19M 0.51%
30,792
+1,380
+5% +$49.9K
PLTR icon
63
Palantir
PLTR
$289B
$1.19M 0.51%
+50,614
New +$1.39M
VYM icon
64
Vanguard High Dividend Yield ETF
VYM
$80.4B
$1.18M 0.5%
11,551
-1,166
-9% -$112K
CHWY icon
65
Chewy
CHWY
$9.2B
$1.14M 0.49%
+14,147
New +$1.38M
WM icon
66
Waste Management
WM
$90.2B
$1.09M 0.47%
8,331
+661
+9% +$77.3K
GOOG icon
67
Alphabet (Google) Class C
GOOG
$4.23T
$1.06M 0.45%
9,500
+2,580
+37% +$256K
GILD icon
68
Gilead Sciences
GILD
$161B
$1.01M 0.43%
15,230
+1,261
+9% +$81.3K
STOR
69
DELISTED
STORE Capital Corporation
STOR
$968K 0.41%
28,224
+2,229
+9% +$72.6K
CSCO icon
70
Cisco
CSCO
$451B
$952K 0.41%
18,167
+626
+4% +$29.4K
XOM icon
71
ExxonMobil
XOM
$631B
$945K 0.4%
16,725
+10,203
+156% +$535K
API
72
Agora
API
$331M
$940K 0.4%
+18,272
New +$1.15M
LMT icon
73
Lockheed Martin
LMT
$132B
$940K 0.4%
2,482
+277
+13% +$95K
SPYM
74
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$921K 0.39%
19,280
-739
-4% -$33.5K
SHW icon
75
Sherwin-Williams
SHW
$82.8B
$899K 0.38%
10,542
+7,320
+227% +$1.74M
1 2
3
4 5

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2021 Portfolio in Review

As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.

  • DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
  • DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
  • DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
  • DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
  • DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
  • DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
  • DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.