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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+13.19%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$30.2M
Cap. Flow
+$8.82M
Cap. Flow %
4.06%
Top 10 Hldgs %
33.74%
Holding
196
New
23
Increased
56
Reduced
74
Closed
32

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$6.1M
2
BABA icon
Alibaba
BABA
+$5.18M
3
META icon
Meta Platforms (Facebook)
META
+$3.98M
4
PINS icon
Pinterest
PINS
+$2.42M
5
JETS icon
US Global Jets ETF
JETS
+$2.2M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$6.42M
2
SLV icon
iShares Silver Trust
SLV
+$3.06M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.22M
4
IEHS
iShares Evolved U.S. Healthcare Staples ETF
IEHS
+$1.08M
5
CNC icon
Centene
CNC
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 17.74%
2 Healthcare 12.73%
3 Communication Services 7.45%
4 Consumer Discretionary 7.43%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.34M 0.62%
5,729
-5,563
-49% -$1.22M
CCL icon
52
Carnival Corporation Ltd
CCL
$38.2B
$1.34M 0.61%
+65,271
New +$1.16M
OBDC icon
53
Blue Owl Capital
OBDC
$5.33B
$1.32M 0.61%
103,882
+38,265
+58% +$485K
NOBL icon
54
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.3M 0.6%
31,940
-8,710
-21% -$336K
WTRG icon
55
Essential Utilities
WTRG
$11.4B
$1.28M 0.59%
26,284
+2,506
+11% +$111K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$81B
$1.2M 0.55%
12,717
-596
-4% -$51.8K
AVGO icon
57
Broadcom
AVGO
$1.85T
$1.13M 0.52%
25,440
-600
-2% -$23.4K
GS icon
58
Goldman Sachs
GS
$301B
$1.12M 0.52%
3,865
-272
-7% -$60.5K
XLE icon
59
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$1.12M 0.52%
54,074
+6,184
+13% +$107K
TWLO icon
60
Twilio
TWLO
$29.8B
$1.11M 0.51%
3,077
-51
-2% -$15.9K
BAC icon
61
Bank of America
BAC
$436B
$1.11M 0.51%
34,074
+1,541
+5% +$41.3K
UBER icon
62
Uber
UBER
$143B
$1.08M 0.49%
20,191
+5,193
+35% +$233K
BX icon
63
Blackstone
BX
$103B
$1.07M 0.49%
16,986
+1,675
+11% +$97.5K
PAYC icon
64
Paycom
PAYC
$7.64B
$1.06M 0.49%
2,402
-1,347
-36% -$537K
FVD icon
65
First Trust Value Line Dividend Fund
FVD
$8.33B
$1.05M 0.48%
29,412
-2,243
-7% -$75.9K
AXP icon
66
American Express
AXP
$228B
$1.02M 0.47%
8,369
+39
+0.5% +$4.32K
VUG icon
67
Vanguard Morningstar Growth ETF
VUG
$220B
$991K 0.46%
23,142
-3,366
-13% -$134K
RCL icon
68
Royal Caribbean
RCL
$85.5B
$951K 0.44%
+13,039
New +$909K
WM icon
69
Waste Management
WM
$90.4B
$910K 0.42%
7,670
+702
+10% +$81.9K
NCLH icon
70
Norwegian Cruise Line
NCLH
$8.53B
$909K 0.42%
+37,196
New +$776K
SPYM
71
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$897K 0.41%
20,019
+1,792
+10% +$74.7K
GILD icon
72
Gilead Sciences
GILD
$162B
$881K 0.41%
+13,969
New +$843K
ZM icon
73
Zoom
ZM
$28.2B
$864K 0.4%
2,470
+788
+47% +$351K
VOO icon
74
Vanguard S&P 500 ETF
VOO
$978B
$848K 0.39%
2,419
-17
-0.7% -$5.54K
VB icon
75
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$844K 0.39%
4,140
-274
-6% -$48.3K
1 2
3
4 5

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BWM
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AAM
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B
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DGAM
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DFPG Investments's Q4 2020 Portfolio in Review

As of Q4 2020, DFPG Investments held 196 positions worth $217M, up 16% from $187M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

DFPG Investments deployed $8.82M of net new capital in Q4 2020, opening 23 new positions and adding to 56 existing holdings. Its largest new stake was Pinterest: 40,364 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Arcturus Therapeutics, an estimated $6.42M trimmed.

  • DFPG Investments's largest Q4 2020 buy was Pinterest: 40,364 shares worth $2.9M.
  • DFPG Investments added most to NVIDIA in Q4 2020, an estimated $6.1M increase.
  • DFPG Investments's biggest Q4 2020 reduction was Arcturus Therapeutics, cutting an estimated $6.42M.
  • DFPG Investments fully exited iShares Silver Trust in Q4 2020, selling an estimated $3.06M.
  • DFPG Investments's ten largest holdings make up 34% of its $217M portfolio in Q4 2020.
  • DFPG Investments opened 23 new positions and closed 32 in Q4 2020.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $217M.

Based on DFPG Investments's 13F filing for Q4 2020, filed 19 Jan 2021.