We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$23.2M
Cap. Flow
+$12.2M
Cap. Flow %
6.51%
Top 10 Hldgs %
35.47%
Holding
197
New
22
Increased
61
Reduced
74
Closed
25

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.37M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.48M
3
SLV icon
iShares Silver Trust
SLV
+$3.13M
4
GLD icon
SPDR Gold Trust
GLD
+$2.85M
5
QCOM icon
Qualcomm
QCOM
+$1.06M

Top Sells

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$1.41M
2
ARCT icon
Arcturus Therapeutics
ARCT
+$1.04M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$946K
5
JETS icon
US Global Jets ETF
JETS
+$942K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Healthcare 12.77%
3 Financials 6.97%
4 Consumer Discretionary 4.53%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
51
Universal Health Services
UHS
$10.2B
$1.02M 0.54%
9,319
-2,980
-24% -$319K
BNDX icon
52
Vanguard Total International Bond ETF
BNDX
$81.9B
$1.01M 0.54%
17,426
+500
+3% +$29K
CSCO icon
53
Cisco
CSCO
$457B
$1M 0.53%
25,402
+13,817
+119% +$602K
T icon
54
AT&T
T
$159B
$985K 0.53%
45,266
+4,892
+12% +$109K
WTRG icon
55
Essential Utilities
WTRG
$11.3B
$976K 0.52%
23,778
+1,612
+7% +$69.2K
META icon
56
Meta Platforms (Facebook)
META
$1.42T
$960K 0.51%
3,720
-710
-16% -$183K
AVGO icon
57
Broadcom
AVGO
$1.85T
$955K 0.51%
26,040
+960
+4% +$32.2K
WFC icon
58
Wells Fargo
WFC
$261B
$949K 0.51%
38,236
+13,289
+53% +$327K
TWLO icon
59
Twilio
TWLO
$30B
$933K 0.5%
3,128
-3,086
-50% -$761K
AXP icon
60
American Express
AXP
$227B
$861K 0.46%
8,330
+1,273
+18% +$125K
NFLX icon
61
Netflix
NFLX
$299B
$854K 0.46%
15,970
+4,010
+34% +$200K
GS icon
62
Goldman Sachs
GS
$300B
$842K 0.45%
+4,137
New +$842K
BX icon
63
Blackstone
BX
$102B
$834K 0.45%
15,311
-903
-6% -$48.3K
BAC icon
64
Bank of America
BAC
$435B
$809K 0.43%
32,533
+1,610
+5% +$40.1K
PSK icon
65
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$809K 0.43%
18,446
-2,508
-12% -$108K
ZM icon
66
Zoom
ZM
$28.2B
$808K 0.43%
1,682
-88
-5% -$28.1K
OBDC icon
67
Blue Owl Capital
OBDC
$5.34B
$795K 0.42%
+65,617
New +$804K
WM icon
68
Waste Management
WM
$90.6B
$793K 0.42%
6,968
+298
+4% +$32.9K
DKNG icon
69
DraftKings
DKNG
$11.6B
$791K 0.42%
14,834
+6,092
+70% +$237K
VOO icon
70
Vanguard S&P 500 ETF
VOO
$979B
$769K 0.41%
2,436
-184
-7% -$56.1K
XLE icon
71
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$749K 0.4%
47,890
+8,534
+22% +$152K
LMT icon
72
Lockheed Martin
LMT
$134B
$745K 0.4%
+1,945
New +$742K
SPYM
73
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$730K 0.39%
18,227
-407
-2% -$15.8K
TBIO
74
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$730K 0.39%
+50,000
New +$771K
VB icon
75
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$728K 0.39%
4,414
-1,456
-25% -$224K
1 2
3
4 5

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q3 2020 Portfolio in Review

As of Q3 2020, DFPG Investments held 197 positions worth $187M, up 14% from $164M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments deployed $12.2M of net new capital in Q3 2020, opening 22 new positions and adding to 61 existing holdings. Its largest new stake was iShares Silver Trust: 137,748 shares worth $3.06M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shopify, an estimated $1.41M trimmed.

  • DFPG Investments's largest Q3 2020 buy was iShares Silver Trust: 137,748 shares worth $3.06M.
  • DFPG Investments added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $6.37M increase.
  • DFPG Investments's biggest Q3 2020 reduction was Shopify, cutting an estimated $1.41M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q3 2020, selling an estimated $990K.
  • DFPG Investments's ten largest holdings make up 35% of its $187M portfolio in Q3 2020.
  • DFPG Investments opened 22 new positions and closed 25 in Q3 2020.
  • DFPG Investments's portfolio value rose 14% quarter-over-quarter to $187M.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.