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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
51
AT&T
T
$164B
$925K 0.56%
40,374
+1,288
+3% +$29.3K
ITA icon
52
iShares US Aerospace & Defense ETF
ITA
$14B
$891K 0.54%
11,110
-394
-3% -$31.1K
PSK icon
53
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$877K 0.53%
20,954
-1,384
-6% -$57.4K
BX icon
54
Blackstone
BX
$104B
$869K 0.53%
16,214
-4,739
-23% -$249K
VB icon
55
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$850K 0.52%
5,870
-57
-1% -$7.65K
COST icon
56
Costco
COST
$432B
$838K 0.51%
2,651
+280
+12% +$85.2K
TGT icon
57
Target
TGT
$66.3B
$835K 0.51%
7,074
+516
+8% +$58.9K
KO icon
58
Coca-Cola
KO
$383B
$796K 0.48%
17,596
-5,694
-24% -$262K
AVGO icon
59
Broadcom
AVGO
$1.76T
$785K 0.48%
25,080
-3,300
-12% -$92.4K
VOO icon
60
Vanguard S&P 500 ETF
VOO
$956B
$755K 0.46%
2,620
-255
-9% -$68.6K
UBER icon
61
Uber
UBER
$145B
$716K 0.44%
21,804
-4,674
-18% -$146K
XLE icon
62
State Street Energy Select Sector SPDR ETF
XLE
$39B
$714K 0.43%
+39,356
New +$732K
BAC icon
63
Bank of America
BAC
$429B
$712K 0.43%
30,923
-4,893
-14% -$116K
SRLN icon
64
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$702K 0.43%
16,168
-254
-2% -$10.8K
WM icon
65
Waste Management
WM
$95B
$698K 0.43%
6,670
-1,274
-16% -$129K
XLI icon
66
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$693K 0.42%
10,103
+211
+2% +$13.7K
SPYM
67
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$687K 0.42%
18,634
-1,276
-6% -$43.9K
COLD icon
68
Americold
COLD
$4.21B
$677K 0.41%
18,230
+1,294
+8% +$44.2K
HISF icon
69
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$675K 0.41%
15,115
-608
-4% -$26.9K
FTEC icon
70
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$668K 0.41%
8,000
+3
+0% +$221
AXP icon
71
American Express
AXP
$224B
$656K 0.4%
+7,057
New +$650K
VCSH icon
72
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$648K 0.39%
7,849
+46
+0.6% +$3.74K
GOOG icon
73
Alphabet (Google) Class C
GOOG
$4.11T
$645K 0.39%
8,680
+1,680
+24% +$113K
RSPM icon
74
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
$639K 0.39%
30,580
+2,370
+8% +$45.2K
WYNN icon
75
Wynn Resorts
WYNN
$10.3B
$639K 0.39%
+8,715
New +$699K
1 2
3
4 5

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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.