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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-12.29%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$18.8M
Cap. Flow
+$464K
Cap. Flow %
0.35%
Top 10 Hldgs %
35.77%
Holding
186
New
23
Increased
67
Reduced
58
Closed
30

Top Buys

Rank Stock Value
1
HQY icon
HealthEquity
HQY
+$6.68M
2
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$1.39M
3
USO icon
United States Oil Fund
USO
+$957K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$939K
5
EXR icon
Extra Space Storage
EXR
+$645K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.5M
3
ARCT icon
Arcturus Therapeutics
ARCT
+$1.79M
4
ZTS icon
Zoetis
ZTS
+$822K
5
LAZ icon
Lazard
LAZ
+$652K

Sector Composition

Rank Sector Weight
1 Technology 13.75%
2 Healthcare 12.67%
3 Financials 6.86%
4 Consumer Discretionary 4.8%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
51
Mastercard
MA
$502B
$753K 0.56%
2,928
-9
-0.3% -$2.68K
META icon
52
Meta Platforms (Facebook)
META
$1.42T
$745K 0.56%
4,211
+168
+4% +$32.9K
COST icon
53
Costco
COST
$422B
$736K 0.55%
2,371
-123
-5% -$37.3K
VOO icon
54
Vanguard S&P 500 ETF
VOO
$979B
$734K 0.55%
2,875
+139
+5% +$38.9K
AVGO icon
55
Broadcom
AVGO
$1.85T
$731K 0.54%
28,380
+2,630
+10% +$74.1K
UBER icon
56
Uber
UBER
$143B
$726K 0.54%
26,478
+7,864
+42% +$259K
NFLX icon
57
Netflix
NFLX
$299B
$722K 0.54%
16,920
+2,180
+15% +$77.1K
VB icon
58
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$714K 0.53%
5,927
-173
-3% -$26K
TGT icon
59
Target
TGT
$65.6B
$697K 0.52%
6,558
+1,109
+20% +$123K
SRLN icon
60
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$692K 0.52%
16,422
+100
+0.6% +$4.47K
TWLO icon
61
Twilio
TWLO
$30B
$686K 0.51%
6,801
-1,013
-13% -$111K
CNC icon
62
Centene
CNC
$30.7B
$685K 0.51%
9,919
-3,109
-24% -$189K
HISF icon
63
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$674K 0.5%
15,723
-404
-3% -$19.5K
SPYM
64
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$649K 0.48%
19,910
-1,504
-7% -$54K
VCSH icon
65
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$633K 0.47%
7,803
-223
-3% -$17.9K
XLV icon
66
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$627K 0.47%
6,487
-120
-2% -$11.7K
FSK icon
67
FS KKR Capital
FSK
$2.96B
$613K 0.46%
41,522
-1,655
-4% -$35.4K
IEHS
68
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
$612K 0.46%
+20,905
New +$632K
XLI icon
69
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$602K 0.45%
9,892
+1,781
+22% +$134K
PPH icon
70
VanEck Pharmaceutical ETF
PPH
$959M
$581K 0.43%
+10,056
New +$619K
EXR icon
71
Extra Space Storage
EXR
$31.3B
$576K 0.43%
+6,194
New +$645K
QYLD icon
72
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$568K 0.42%
28,776
+4,251
+17% +$94.6K
AMTD
73
DELISTED
TD Ameritrade Holding Corp
AMTD
$568K 0.42%
15,855
-3,016
-16% -$131K
COLD icon
74
Americold
COLD
$4.02B
$560K 0.42%
16,936
+2,015
+14% +$67.5K
LLY icon
75
Eli Lilly
LLY
$1.02T
$550K 0.41%
3,636
-186
-5% -$25.6K
1 2
3
4 5

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DFPG Investments's Q1 2020 Portfolio in Review

As of Q1 2020, DFPG Investments held 186 positions worth $134M, down 12% from $153M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q1 2020 filing shows 23 new, 67 increased, 58 reduced and 30 closed positions. Its largest new stake was HealthEquity: 100,650 shares worth $4.61M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $4.07M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q1 2020 buy was HealthEquity: 100,650 shares worth $4.61M.
  • DFPG Investments added most to Teva Pharmaceuticals in Q1 2020, an estimated $939K increase.
  • DFPG Investments's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $4.07M.
  • DFPG Investments fully exited Lazard in Q1 2020, selling an estimated $652K.
  • DFPG Investments's ten largest holdings make up 36% of its $134M portfolio in Q1 2020.
  • DFPG Investments opened 23 new positions and closed 30 in Q1 2020.
  • DFPG Investments's portfolio value fell 12% quarter-over-quarter to $134M.

Based on DFPG Investments's 13F filing for Q1 2020, filed 17 Apr 2020.