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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+7.74%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$31.9M
(+26%)
Cap. Flow
+$18M
Cap. Flow
% of AUM
11.79%
Top 10 Holdings %
Top 10 Hldgs %
34.87%
Holding
186
New
27
Increased
75
Reduced
53
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$10M |
| 2 |
Innovator US Equity Buffer ETF October
BOCT
|
+$1.63M |
| 3 |
Amazon
AMZN
|
+$667K |
| 4 |
NVIDIA
NVDA
|
+$650K |
| 5 |
Target
TGT
|
+$640K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$1.3M |
| 2 |
iShares US Consumer Staples ETF
IYK
|
+$714K |
| 3 |
iShares Global Utilities ETF
JXI
|
+$636K |
| 4 |
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
|
+$629K |
| 5 |
ProShares UltraShort S&P500
SDS
|
+$577K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Healthcare | 8.64% |
| 3 | Financials | 8.6% |
| 4 | Communication Services | 4.79% |
| 5 | Consumer Discretionary | 4.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Waste Management
WM
$96.1B
| $866K | 0.57% |
7,325
+766
| +12% | +$86.5K |
|
52
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.77B
| $848K | 0.55% |
21,465
+2,037
| +10% | +$78.6K |
|
53
Centene
CNC
$31B
| $841K | 0.55% |
13,028
+788
| +6% | +$42.8K |
|
54
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
| $832K | 0.54% |
16,127
-1,168
| -7% | -$59.3K |
|
|
SPYM
55
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
| $826K | 0.54% |
21,414
-829
| -4% | -$30K |
|
56
Vanguard S&P 500 ETF
VOO
$972B
| $825K | 0.54% |
2,736
-752
| -22% | -$213K |
|
57
lululemon athletica
LULU
$13.7B
| $817K | 0.53% |
3,356
+563
| +20% | +$120K |
|
58
State Street Utilities Select Sector SPDR ETF
XLU
$23.6B
| $817K | 0.53% |
24,796
+6,164
| +33% | +$196K |
|
59
Broadcom
AVGO
$1.82T
| $781K | 0.51% |
25,750
+15,330
| +147% | +$465K |
|
|
60
NVIDIA
NVDA
$4.8T
| $767K | 0.5% |
+125,000
| New | +$650K |
|
61
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
| $763K | 0.5% |
16,322
+1,912
| +13% | +$88.1K |
|
62
Costco
COST
$432B
| $750K | 0.49% |
2,494
+1,739
| +230% | +$517K |
|
63
PayPal
PYPL
$51.3B
| $733K | 0.48% |
6,386
+592
| +10% | +$61.7K |
|
64
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
| $687K | 0.45% |
6,607
+355
| +6% | +$34.1K |
|
65
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $678K | 0.44% |
8,111
+1,263
| +18% | +$101K |
|
66
Advanced Micro Devices
AMD
$753B
| $671K | 0.44% |
+13,827
| New | +$509K |
|
67
First Trust Europe AlphaDEX Fund
FEP
$515M
| $666K | 0.44% |
17,688
-165
| -0.9% | -$5.93K |
|
68
Zoom
ZM
$26.7B
| $655K | 0.43% |
8,510
+3,388
| +66% | +$233K |
|
69
Lazard
LAZ
$4.28B
| $652K | 0.43% |
14,818
+1,489
| +11% | +$56.2K |
|
70
Uber
UBER
$142B
| $652K | 0.43% |
18,614
+5,718
| +44% | +$170K |
|
71
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $652K | 0.43% |
8,026
+569
| +8% | +$46.1K |
|
|
72
Target
TGT
$65.6B
| $638K | 0.42% |
+5,449
| New | +$640K |
|
73
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
| $618K | 0.4% |
3,773
| – | – |
|
74
Delta Air Lines
DAL
$58.4B
| $598K | 0.39% |
9,709
+669
| +7% | +$37.5K |
|
75
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
| $597K | 0.39% |
+12,000
| New | +$598K |
|
Similar funds
TC
BWM
AAM
WP
B
DGAM
FAAM
SFG
DFPG Investments's Q4 2019 Portfolio in Review
As of Q4 2019, DFPG Investments held 186 positions worth $153M, up 26% from $121M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
DFPG Investments deployed $18M of net new capital in Q4 2019, opening 27 new positions and adding to 75 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was The Necessity Retail REIT, Inc. Class A Common Stock, an estimated $629K trimmed.
- DFPG Investments's largest Q4 2019 buy was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
- DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $10M increase.
- DFPG Investments's biggest Q4 2019 reduction was The Necessity Retail REIT, Inc. Class A Common Stock, cutting an estimated $629K.
- DFPG Investments fully exited AbbVie in Q4 2019, selling an estimated $1.3M.
- DFPG Investments's ten largest holdings make up 35% of its $153M portfolio in Q4 2019.
- DFPG Investments opened 27 new positions and closed 21 in Q4 2019.
- DFPG Investments's portfolio value rose 26% quarter-over-quarter to $153M.
Based on DFPG Investments's 13F filing for Q4 2019, filed 4 Feb 2020.