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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
+$17.6M
Cap. Flow
+$6.99M
Cap. Flow %
7.51%
Top 10 Hldgs %
27.37%
Holding
145
New
25
Increased
49
Reduced
57
Closed
6

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$936K
3
STZ icon
Constellation Brands
STZ
+$382K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$378K
5
AAPL icon
Apple
AAPL
+$378K

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$560K
2
COST icon
Costco
COST
+$385K
3
META icon
Meta Platforms (Facebook)
META
+$303K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$237K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Financials 9.84%
3 Communication Services 7.12%
4 Consumer Discretionary 4.81%
5 Real Estate 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
51
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$563K 0.61%
3,888
-114
-3% -$15.3K
XLK icon
52
State Street Technology Select Sector SPDR ETF
XLK
$112B
$555K 0.6%
14,694
-2,160
-13% -$73.9K
VNQ icon
53
Vanguard Real Estate ETF
VNQ
$40B
$554K 0.6%
6,347
-240
-4% -$19.8K
BX icon
54
Blackstone
BX
$107B
$540K 0.58%
15,562
+2,711
+21% +$90.5K
CSCO icon
55
Cisco
CSCO
$456B
$531K 0.57%
9,637
-365
-4% -$17.7K
RWO icon
56
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$530K 0.57%
10,555
-233
-2% -$11.2K
JNJ icon
57
Johnson & Johnson
JNJ
$643B
$528K 0.57%
3,892
-261
-6% -$35K
FPX icon
58
First Trust US Equity Opportunities ETF
FPX
$1.47B
$516K 0.55%
6,863
+2
+0% +$141
PFF icon
59
iShares Preferred and Income Securities ETF
PFF
$13.2B
$500K 0.54%
13,602
-1,882
-12% -$67.6K
ONEY icon
60
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$689M
$480K 0.52%
6,813
-1,477
-18% -$100K
LLY icon
61
Eli Lilly
LLY
$1.09T
$479K 0.51%
3,815
-54
-1% -$6.57K
SDY icon
62
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$467K 0.5%
4,647
-1,339
-22% -$129K
ARCC icon
63
Ares Capital
ARCC
$13.7B
$466K 0.5%
26,763
-781
-3% -$13.1K
XLV icon
64
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$464K 0.5%
5,082
+26
+0.5% +$2.34K
DBEF icon
65
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$461K 0.5%
14,468
+737
+5% +$22.2K
ZBRA icon
66
Zebra Technologies
ZBRA
$13.5B
$461K 0.5%
2,153
+75
+4% +$14.1K
SPDW icon
67
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$460K 0.49%
15,455
-1,463
-9% -$41.7K
GS icon
68
Goldman Sachs
GS
$305B
$455K 0.49%
2,251
– –
IEFA icon
69
iShares Core MSCI EAFE ETF
IEFA
$187B
$450K 0.48%
7,262
-1,367
-16% -$80.7K
RDVY icon
70
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$446K 0.48%
14,469
+3
+0% +$88
SH icon
71
ProShares Short S&P500
SH
$914M
$443K 0.48%
4,065
-19
-0.5% -$2.2K
STZ icon
72
Constellation Brands
STZ
$22.5B
$434K 0.47%
+2,269
New +$382K
FTA icon
73
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$429K 0.46%
8,137
+2
+0% +$101
T icon
74
AT&T
T
$169B
$429K 0.46%
17,781
+4,285
+32% +$98.6K
NVDA icon
75
NVIDIA
NVDA
$4.77T
$419K 0.45%
89,040
-59,640
-40% -$231K
1 2
3
4 5

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AAM
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DGAM
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DFPG Investments's Q1 2019 Portfolio in Review

As of Q1 2019, DFPG Investments held 145 positions worth $93.1M, up 23% from $75.5M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

DFPG Investments deployed $6.99M of net new capital in Q1 2019, opening 25 new positions and adding to 49 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.4% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $303K trimmed.

  • DFPG Investments's largest Q1 2019 buy was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.
  • DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q1 2019, an estimated $936K increase.
  • DFPG Investments's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $303K.
  • DFPG Investments fully exited Wynn Resorts in Q1 2019, selling an estimated $560K.
  • DFPG Investments's ten largest holdings make up 27% of its $93.1M portfolio in Q1 2019.
  • DFPG Investments opened 25 new positions and closed 6 in Q1 2019.
  • DFPG Investments's portfolio value rose 23% quarter-over-quarter to $93.1M.

Based on DFPG Investments's 13F filing for Q1 2019, filed 10 Apr 2019.