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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-13.05%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$75.5M
AUM Growth
–
Cap. Flow
+$81.1M
Cap. Flow %
107.37%
Top 10 Hldgs %
26.94%
Holding
120
New
118
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.25M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.28M
4
AMZN icon
Amazon
AMZN
+$2.23M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.96M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 10.64%
2 Technology 9.41%
3 Communication Services 6.41%
4 Consumer Discretionary 5.16%
5 Real Estate 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
51
iShares Preferred and Income Securities ETF
PFF
$13.2B
$530K 0.7%
+15,484
New +$548K
XLK icon
52
State Street Technology Select Sector SPDR ETF
XLK
$114B
$522K 0.69%
+16,854
New +$570K
ONEY icon
53
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
$513K 0.68%
+8,290
New +$562K
SH icon
54
ProShares Short S&P500
SH
$916M
$512K 0.68%
+4,084
New +$481K
MCO icon
55
Moody's
MCO
$84.2B
$500K 0.66%
+3,568
New +$538K
NVDA icon
56
NVIDIA
NVDA
$4.76T
$496K 0.66%
+148,680
New +$711K
VNQ icon
57
Vanguard Real Estate ETF
VNQ
$39.8B
$491K 0.65%
+6,587
New +$519K
VOT icon
58
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$479K 0.63%
+4,002
New +$514K
RWO icon
59
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$477K 0.63%
+10,788
New +$499K
IEFA icon
60
iShares Core MSCI EAFE ETF
IEFA
$188B
$475K 0.63%
+8,629
New +$506K
LLY icon
61
Eli Lilly
LLY
$1.07T
$448K 0.59%
+3,869
New +$432K
SPDW icon
62
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$447K 0.59%
+16,918
New +$477K
XLV icon
63
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$437K 0.58%
+5,056
New +$458K
CSCO icon
64
Cisco
CSCO
$452B
$433K 0.57%
+10,002
New +$458K
ARCC icon
65
Ares Capital
ARCC
$13.6B
$429K 0.57%
+27,544
New +$456K
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$3.99T
$428K 0.57%
+8,200
New +$443K
FPX icon
67
First Trust US Equity Opportunities ETF
FPX
$1.51B
$426K 0.56%
+6,861
New +$459K
XLF icon
68
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$417K 0.55%
+17,500
New +$455K
PFE icon
69
Pfizer
PFE
$141B
$402K 0.53%
+9,718
New +$403K
COST icon
70
Costco
COST
$422B
$385K 0.51%
+1,889
New +$422K
BX icon
71
Blackstone
BX
$106B
$383K 0.51%
+12,851
New +$425K
DBEF icon
72
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$383K 0.51%
+13,731
New +$412K
RDVY icon
73
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
$383K 0.51%
+14,466
New +$419K
FTA icon
74
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$376K 0.5%
+8,135
New +$413K
GS icon
75
Goldman Sachs
GS
$309B
$376K 0.5%
+2,251
New +$454K
1 2
3
4 5

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AAM
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2018 Portfolio in Review

Q4 2018 is the first quarter with a 13F filing on record for DFPG Investments, which disclosed 120 positions worth $75.5M. Its ten largest holdings account for 27% of the portfolio.

Its largest position is Apple: 87,648 shares worth $3.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, followed by Technology and Communication Services.

  • DFPG Investments's largest Q4 2018 buy was Apple: 87,648 shares worth $3.46M.
  • DFPG Investments's ten largest holdings make up 27% of its $75.5M portfolio in Q4 2018.
  • DFPG Investments disclosed 120 positions in Q4 2018, its first 13F filing on record.

Based on DFPG Investments's 13F filing for Q4 2018, filed 22 Jan 2019.