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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
626
Sociedad Química y Minera de Chile
SQM
$19.2B
– –
-3,919
Closed -$313K
SR icon
627
Spire
SR
$4.72B
– –
-3,123
Closed -$201K
SRLN icon
628
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
– –
-7,970
Closed -$333K
STAG icon
629
STAG Industrial
STAG
$7.38B
– –
-7,613
Closed -$285K
STX icon
630
Seagate
STX
$194B
– –
-4,577
Closed -$274K
SU icon
631
Suncor Energy
SU
$79.4B
– –
-9,125
Closed -$266K
SWK icon
632
Stanley Black & Decker
SWK
$14.3B
– –
-2,076
Closed -$206K
THY icon
633
Toews Agility Shares Dynamic Tactical Income ETF
THY
$87M
– –
-12,197
Closed -$270K
TLH icon
634
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
– –
-6,770
Closed -$752K
TME icon
635
Tencent Music
TME
$15.5B
– –
-11,872
Closed -$83.3K
TRI icon
636
Thomson Reuters
TRI
$42.8B
– –
-2,199
Closed -$296K
TTI icon
637
TETRA Technologies
TTI
$1.14B
– –
-12,343
Closed -$51K
UUP icon
638
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
– –
-51,385
Closed -$1.42M
UVIX icon
639
2x Long VIX Futures ETF
UVIX
$247M
– –
-31
Closed -$253K
VIXM icon
640
ProShares VIX Mid-Term Futures ETF
VIXM
$55.9M
– –
-125,468
Closed -$2.51M
VNRX icon
641
VolitionRx Ltd
VNRX
$8.65M
– –
-1,257
Closed -$38.5K
WFC.PRL icon
642
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
– –
-267
Closed -$305K
XHE icon
643
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
– –
-308,728
Closed -$30.3M
YUM icon
644
Yum! Brands
YUM
$41.8B
– –
-1,479
Closed -$201K
ACCD
645
DELISTED
Accolade Inc
ACCD
– –
-10,285
Closed -$149K
TRTN
646
DELISTED
Triton International Limited
TRTN
– –
-11,092
Closed -$937K
RTL
647
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-43,346
Closed -$323K
22 23 24 25
26

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.