DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.57%
This Quarter Est. Return
1 Year Est. Return
+27.57%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
648
New
Increased
Reduced
Closed

Top Buys

1
+$20.3M
2
+$13.1M
3
+$10.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

1
+$30.3M
2
+$19M
3
+$14.8M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
5
XLV icon
Health Care Select Sector SPDR Fund
XLV
+$10.5M

Sector Composition

1 Technology 18.37%
2 Financials 7.63%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
626
Sociedad Química y Minera de Chile
SQM
$12.1B
– –
-3,919
SR icon
627
Spire
SR
$5.13B
– –
-3,123
SRLN icon
628
SPDR Blackstone Senior Loan ETF
SRLN
$6.88B
– –
-7,970
STAG icon
629
STAG Industrial
STAG
$7.2B
– –
-7,613
STX icon
630
Seagate
STX
$45.7B
– –
-4,577
SU icon
631
Suncor Energy
SU
$46.3B
– –
-9,125
SWK icon
632
Stanley Black & Decker
SWK
$11B
– –
-2,076
THY icon
633
Toews Agility Shares Dynamic Tactical Income ETF
THY
$59M
– –
-12,197
TLH icon
634
iShares 10-20 Year Treasury Bond ETF
TLH
$12.6B
– –
-6,770
TME icon
635
Tencent Music
TME
$35.1B
– –
-11,872
TRI icon
636
Thomson Reuters
TRI
$72.6B
– –
-2,233
TTI icon
637
TETRA Technologies
TTI
$1.02B
– –
-12,343
UUP icon
638
Invesco DB US Dollar Index Bullish Fund
UUP
$162M
– –
-51,385
UVIX icon
639
2x Long VIX Futures ETF
UVIX
$463M
– –
-621
VIXM icon
640
ProShares VIX Mid-Term Futures ETF
VIXM
$44.5M
– –
-125,468
VNRX icon
641
VolitionRX
VNRX
$51.2M
– –
-25,138
WFC.PRL icon
642
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.94B
– –
-267
XHE icon
643
SPDR S&P Health Care Equipment ETF
XHE
$151M
– –
-308,728
YUM icon
644
Yum! Brands
YUM
$41.2B
– –
-1,479
ACCD
645
DELISTED
Accolade Inc
ACCD
– –
-10,285
TRTN
646
DELISTED
Triton International Limited
TRTN
– –
-11,092
RTL
647
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-43,346
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