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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILPT
601
Industrial Logistics Properties Trust
ILPT
$575M
– –
-10,867
Closed -$44.7K
IRT icon
602
Independence Realty Trust
IRT
$3.92B
– –
-14,536
Closed -$255K
IUSV icon
603
iShares Core S&P US Value ETF
IUSV
$27.2B
– –
-26,310
Closed -$2.12M
IWD icon
604
iShares Russell 1000 Value ETF
IWD
$82.2B
– –
-1,316
Closed -$212K
JD icon
605
JD.com
JD
$44.6B
– –
-7,729
Closed -$281K
JNK icon
606
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
– –
-2,226
Closed -$206K
KR icon
607
Kroger
KR
$35.4B
– –
-5,022
Closed -$236K
LEA icon
608
Lear
LEA
$6.54B
– –
-1,714
Closed -$255K
NEM icon
609
Newmont
NEM
$98.7B
– –
-8,756
Closed -$396K
NVS icon
610
Novartis
NVS
$297B
– –
-2,070
Closed -$214K
OHI icon
611
Omega Healthcare
OHI
$15.1B
– –
-9,521
Closed -$311K
OKE icon
612
Oneok
OKE
$57.2B
– –
-3,245
Closed -$210K
OMC icon
613
Omnicom Group
OMC
$21.6B
– –
-2,502
Closed -$220K
ON icon
614
ON Semiconductor
ON
$31.8B
– –
-2,619
Closed -$267K
ONEY icon
615
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$677M
– –
-2,770
Closed -$275K
PAYS icon
616
Paysign
PAYS
$501M
– –
-10,996
Closed -$22.5K
PKST
617
DELISTED
Peakstone Realty Trust
PKST
– –
-8,936
Closed -$207K
PRCH icon
618
Porch Group
PRCH
$1.64B
– –
-17,647
Closed -$26.3K
PSK icon
619
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
– –
-8,580
Closed -$287K
RJF icon
620
Raymond James Financial
RJF
$33.8B
– –
-4,581
Closed -$502K
RSG icon
621
Republic Services
RSG
$64.8B
– –
-1,553
Closed -$232K
RTO icon
622
Rentokil
RTO
$11.8B
– –
-9,607
Closed -$392K
SFBS
623
ServisFirst Bancshares
SFBS
$4.89B
– –
-7,858
Closed -$381K
SJM icon
624
J.M. Smucker
SJM
$12.7B
– –
-4,563
Closed -$683K
SNA icon
625
Snap-on
SNA
$21.2B
– –
-696
Closed -$205K
22 23 24
25
26

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BWM
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AAM
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.