We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUM
551
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$202K 0.02%
+6,084
New +$217K
MPWR icon
552
Monolithic Power Systems
MPWR
$70.1B
$202K 0.02%
419
-14
-3% -$7.16K
IWR icon
553
iShares Russell Mid-Cap ETF
IWR
$56B
$202K 0.02%
2,983
-3,948
-57% -$288K
XLRE icon
554
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$201K 0.02%
+5,902
New +$218K
TXN icon
555
Texas Instruments
TXN
$252B
$200K 0.02%
1,396
-1,100
-44% -$188K
HPE icon
556
Hewlett Packard
HPE
$63.4B
$198K 0.02%
12,693
-707
-5% -$12.2K
GGAL icon
557
Galicia Financial Group
GGAL
$7.99B
$194K 0.02%
+16,513
New +$269K
AMX icon
558
America Movil
AMX
$76.1B
$190K 0.02%
+11,246
New +$220K
BCSF icon
559
Bain Capital Specialty
BCSF
$806M
$188K 0.02%
+12,380
New +$187K
BRSP
560
BrightSpire Capital
BRSP
$634M
$182K 0.02%
29,000
-16,456
-36% -$113K
HLN icon
561
Haleon
HLN
$43.5B
$157K 0.01%
19,356
-18,592
-49% -$155K
GAP
562
The Gap Inc
GAP
$7.23B
$156K 0.01%
11,568
-100
-0.9% -$1.02K
PGX icon
563
Invesco Preferred ETF
PGX
$3.81B
$155K 0.01%
14,414
-1,078
-7% -$12.1K
VOD icon
564
Vodafone
VOD
$36.3B
$133K 0.01%
14,013
-21
-0.1% -$199
CYRX icon
565
CryoPort
CYRX
$761M
$117K 0.01%
10,335
-5,160
-33% -$76K
TSQ icon
566
Townsquare Media
TSQ
$106M
$95.9K 0.01%
+10,800
New +$112K
TEVA icon
567
Teva Pharmaceuticals
TEVA
$40.8B
$89.2K 0.01%
10,170
-50
-0.5% -$466
BDJ icon
568
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$79.4K 0.01%
11,001
-1,800
-14% -$14.4K
AUGX
569
DELISTED
Augmedix, Inc. Common Stock
AUGX
$63.9K 0.01%
11,834
-13,916
-54% -$65.3K
NAT icon
570
Nordic American Tanker
NAT
$1.38B
$46.2K ﹤0.01%
+10,100
New +$40.3K
NKLA
571
DELISTED
Nikola Corporation Common Stock
NKLA
$40.9K ﹤0.01%
1,394
+1
+0.1% +$52
QVCGA
572
DELISTED
QVC Group Inc Series A
QVCGA
$24.9K ﹤0.01%
789
-115
-13% -$4.85K
EIGR
573
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$10.9K ﹤0.01%
1,081
– –
STRM
574
DELISTED
Streamline Health Solutions
STRM
$4.28K ﹤0.01%
863
-1,034
-55% -$18K
AAON icon
575
Aaon
AAON
$7.3B
– –
-9,122
Closed -$630K
21 22
23
24 25

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.