DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.57%
This Quarter Est. Return
1 Year Est. Return
+27.57%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
648
New
Increased
Reduced
Closed

Top Buys

1
+$20.3M
2
+$13.1M
3
+$10.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

1
+$30.3M
2
+$19M
3
+$14.8M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Sector Composition

1 Technology 18.37%
2 Financials 7.63%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUM
551
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$202K 0.02%
+6,084
MPWR icon
552
Monolithic Power Systems
MPWR
$46.1B
$202K 0.02%
419
-14
IWR icon
553
iShares Russell Mid-Cap ETF
IWR
$46B
$202K 0.02%
2,983
-3,948
XLRE icon
554
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.54B
$201K 0.02%
+5,902
TXN icon
555
Texas Instruments
TXN
$166B
$200K 0.02%
1,396
-1,100
HPE icon
556
Hewlett Packard
HPE
$30.8B
$198K 0.02%
12,693
-707
GGAL icon
557
Galicia Financial Group
GGAL
$8.04B
$194K 0.02%
+16,513
AMX icon
558
America Movil
AMX
$64.9B
$190K 0.02%
+11,246
BCSF icon
559
Bain Capital Specialty
BCSF
$935M
$188K 0.02%
+12,380
BRSP
560
BrightSpire Capital
BRSP
$745M
$182K 0.02%
29,000
-16,456
HLN icon
561
Haleon
HLN
$42.4B
$157K 0.01%
19,356
-18,592
GAP
562
The Gap Inc
GAP
$9.88B
$156K 0.01%
11,568
-100
PGX icon
563
Invesco Preferred ETF
PGX
$3.88B
$155K 0.01%
14,414
-1,078
VOD icon
564
Vodafone
VOD
$29.6B
$133K 0.01%
14,013
-21
CYRX icon
565
CryoPort
CYRX
$478M
$117K 0.01%
10,335
-5,160
TSQ icon
566
Townsquare Media
TSQ
$80M
$95.9K 0.01%
+10,800
TEVA icon
567
Teva Pharmaceuticals
TEVA
$32.7B
$89.2K 0.01%
10,170
-50
BDJ icon
568
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.62B
$79.4K 0.01%
11,001
-1,800
AUGX
569
DELISTED
Augmedix, Inc. Common Stock
AUGX
$63.9K 0.01%
11,834
-13,916
NAT icon
570
Nordic American Tanker
NAT
$792M
$46.2K ﹤0.01%
+10,100
NKLA
571
DELISTED
Nikola Corporation Common Stock
NKLA
$40.9K ﹤0.01%
1,394
+1
QVCGA
572
QVC Group Inc Series A
QVCGA
$75.5M
$24.9K ﹤0.01%
789
-115
EIGR
573
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$10.9K ﹤0.01%
1,081
STRM
574
DELISTED
Streamline Health Solutions
STRM
$4.28K ﹤0.01%
863
-1,034
PSK icon
575
State Street SPDR ICE Preferred Securities ETF
PSK
$782M
– –
-8,580
21 22
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