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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
526
Sempra
SRE
$57.9B
$233K 0.02%
+3,343
New +$241K
PXD
527
DELISTED
Pioneer Natural Resource Co.
PXD
$232K 0.02%
1,002
-202
-17% -$46K
IJH icon
528
iShares Core S&P Mid-Cap ETF
IJH
$122B
$231K 0.02%
+4,795
New +$251K
CW icon
529
Curtiss-Wright
CW
$26.7B
$229K 0.02%
+1,114
New +$221K
CION icon
530
CION Investment
CION
$297M
$229K 0.02%
21,473
-2,772
-11% -$30K
BN icon
531
Brookfield
BN
$104B
$227K 0.02%
10,586
-14,433
-58% -$325K
O icon
532
Realty Income
O
$59.6B
$226K 0.02%
4,511
-305
-6% -$17.5K
AVY icon
533
Avery Dennison
AVY
$13B
$225K 0.02%
+1,267
New +$229K
AWK icon
534
American Water Works
AWK
$26.7B
$225K 0.02%
+1,810
New +$254K
IBKR icon
535
Interactive Brokers
IBKR
$39.2B
$222K 0.02%
10,808
-17,256
-61% -$384K
PBH icon
536
Prestige Consumer Healthcare
PBH
$2.38B
$221K 0.02%
+3,826
New +$231K
FAAR icon
537
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$218K 0.02%
+7,853
New +$227K
MDC
538
DELISTED
M.D.C. Holdings, Inc.
MDC
$218K 0.02%
5,275
+115
+2% +$5.36K
FMF icon
539
First Trust Managed Futures Strategy Fund
FMF
$249M
$217K 0.02%
+4,518
New +$221K
WHD icon
540
Cactus
WHD
$5.21B
$216K 0.02%
+4,958
New +$249K
WY icon
541
Weyerhaeuser
WY
$18B
$213K 0.02%
7,173
-135
-2% -$4.44K
SHBI icon
542
Shore Bancshares
SHBI
$819M
$213K 0.02%
19,053
+202
+1% +$2.3K
FTC icon
543
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$213K 0.02%
+2,172
New +$219K
PAYC icon
544
Paycom
PAYC
$7.64B
$211K 0.02%
1,260
-946
-43% -$288K
FDN icon
545
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$211K 0.02%
1,332
+126
+10% +$20.9K
WEC icon
546
WEC Energy
WEC
$35.7B
$210K 0.02%
2,643
-343
-11% -$29.8K
EH
547
EHang Holdings
EH
$389M
$208K 0.02%
+15,868
New +$292K
PRU icon
548
Prudential Financial
PRU
$42.4B
$207K 0.02%
+2,277
New +$215K
PNW icon
549
Pinnacle West Capital
PNW
$12.2B
$205K 0.02%
2,887
-151
-5% -$12K
SMPL icon
550
Simply Good Foods
SMPL
$901M
$204K 0.02%
+5,359
New +$193K
20 21
22
23 24

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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.