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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
(-3.1%)
Cap. Flow
+$13.1M
Cap. Flow
% of AUM
1.22%
Top 10 Holdings %
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$21.5M |
| 2 |
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
|
+$13.8M |
| 3 |
BNY Mellon US Mid Cap Core Equity ETF
BKMC
|
+$11.3M |
| 4 |
Advanced Micro Devices
AMD
|
+$6.81M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$6.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P Health Care Equipment ETF
XHE
|
+$30.3M |
| 2 |
SPDR Gold Trust
GLD
|
+$18.7M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$16.2M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$14.4M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.2% |
| 2 | Financials | 7.8% |
| 3 | Healthcare | 6.81% |
| 4 | Consumer Discretionary | 5.98% |
| 5 | Communication Services | 5.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Schwab US Dividend Equity ETF
SCHD
$103B
| $264K | 0.02% |
11,517
+600
| +5% | +$14.7K |
|
502
American Electric Power
AEP
$69.6B
| $263K | 0.02% |
3,406
-91
| -3% | -$7.41K |
|
503
Elevance Health
ELV
$81.5B
| $261K | 0.02% |
575
+46
| +9% | +$20.9K |
|
504
Tractor Supply
TSCO
$16.1B
| $260K | 0.02% |
+6,670
| New | +$289K |
|
505
Main Sector Rotation ETF
SECT
$2.75B
| $259K | 0.02% |
6,155
-7
| -0.1% | -$304 |
|
506
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $258K | 0.02% |
+2,287
| New | +$262K |
|
|
BTO
507
John Hancock Financial Opportunities Fund
BTO
$798M
| $256K | 0.02% |
9,670
-4,125
| -30% | -$114K |
|
508
PTC
PTC
$15.8B
| $255K | 0.02% |
+1,716
| New | +$245K |
|
509
Fair Isaac
FICO
$24.3B
| $253K | 0.02% |
+263
| New | +$226K |
|
510
Agnico Eagle Mines
AEM
$73.6B
| $253K | 0.02% |
5,346
-6,575
| -55% | -$322K |
|
511
Sun Life Financial
SLF
$46B
| $253K | 0.02% |
5,332
| – | – |
|
|
CYBR
512
DELISTED
CyberArk
CYBR
| $248K | 0.02% |
+1,364
| New | +$219K |
|
513
Badger Meter
BMI
$3.89B
| $248K | 0.02% |
1,749
+13
| +0.7% | +$2.05K |
|
514
Castle Biosciences
CSTL
$855M
| $247K | 0.02% |
14,415
-1,737
| -11% | -$30.4K |
|
515
Archer Daniels Midland
ADM
$38.2B
| $244K | 0.02% |
3,376
-715
| -17% | -$57.9K |
|
|
DRD
516
DRDGold
DRD
$1.77B
| $243K | 0.02% |
+28,498
| New | +$288K |
|
517
LKQ Corp
LKQ
$5.68B
| $242K | 0.02% |
+5,451
| New | +$292K |
|
518
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
| $241K | 0.02% |
7,085
-2,715
| -28% | -$101K |
|
519
Align Technology
ALGN
$12.1B
| $241K | 0.02% |
1,285
-312
| -20% | -$108K |
|
520
Madison Square Garden
MSGS
$9.48B
| $240K | 0.02% |
1,427
-306
| -18% | -$57.6K |
|
521
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
| $240K | 0.02% |
4,838
+970
| +25% | +$53.1K |
|
522
Virtus SEIX Senior Loan ETF
SEIX
$249M
| $238K | 0.02% |
9,954
-25,217
| -72% | -$601K |
|
523
Morningstar
MORN
$7.22B
| $237K | 0.02% |
910
-1,351
| -60% | -$305K |
|
524
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
| $235K | 0.02% |
16,469
| – | – |
|
525
MP Materials
MP
$7.36B
| $234K | 0.02% |
15,314
+2,055
| +15% | +$45.6K |
|
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DFPG Investments's Q3 2023 Portfolio in Review
As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
- DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
- DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
- DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
- DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
- DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
- DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.
Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.