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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
501
VanEck BDC Income ETF
BIZD
$1.62B
$153K 0.02%
10,343
+125
+1% +$1.88K
FBRT
502
Franklin BSP Realty Trust
FBRT
$643M
$149K 0.02%
12,474
+61
+0.5% +$817
GAP
503
The Gap Inc
GAP
$7.38B
$131K 0.01%
13,068
+668
+5% +$8.13K
BDJ icon
504
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$110K 0.01%
12,801
– –
TEVA icon
505
Teva Pharmaceuticals
TEVA
$40.2B
$90K 0.01%
10,170
– –
ILPT
506
Industrial Logistics Properties Trust
ILPT
$584M
$68.4K 0.01%
+22,283
New +$87.1K
AUGX
507
DELISTED
Augmedix, Inc. Common Stock
AUGX
$50.8K 0.01%
29,186
+518
+2% +$845
STRM
508
DELISTED
Streamline Health Solutions
STRM
$49.1K 0.01%
1,818
+1,081
+147% +$30.7K
QVCGA
509
DELISTED
QVC Group Inc Series A
QVCGA
$39.6K ﹤0.01%
802
+110
+16% +$9.88K
SCHW
510
CALL
Charles Schwab
SCHW
$184B
$37.6K ﹤0.01%
+80,000
New +$5.86M
TTI icon
511
TETRA Technologies
TTI
$1.15B
$32K ﹤0.01%
12,091
+511
+4% +$1.78K
EIGR
512
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$29.1K ﹤0.01%
1,081
– –
AWH
513
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$20.9K ﹤0.01%
3,813
+2,440
+178% +$16.6K
ALCO icon
514
Alico
ALCO
$283M
– –
-23,293
Closed -$578K
CNNE icon
515
Cannae Holdings
CNNE
$655M
– –
-11,664
Closed -$264K
COF icon
516
Capital One
COF
$134B
– –
-1,996
Closed -$203K
EEM icon
517
iShares MSCI Emerging Markets ETF
EEM
$28.9B
– –
-13,575
Closed -$554K
FDIS icon
518
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.72B
– –
-3,629
Closed -$221K
HYG icon
519
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-3,696
Closed -$282K
ICSH icon
520
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
– –
-8,957
Closed -$449K
IEP icon
521
Icahn Enterprises
IEP
$5.22B
– –
-7,094
Closed -$376K
IYG icon
522
iShares US Financial Services ETF
IYG
$2.19B
– –
-4,644
Closed -$258K
NSC icon
523
Norfolk Southern
NSC
$75.6B
– –
-928
Closed -$238K
PRCH icon
524
Porch Group
PRCH
$1.82B
– –
-12,236
Closed -$25.6K
RDVY icon
525
First Trust Rising Dividend Achievers ETF
RDVY
$25.1B
– –
-6,562
Closed -$303K
18 19 20
21
22

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.