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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNFP icon
476
Pinnacle Financial Partners Inc
PNFP
$16.2B
$295K 0.03%
4,569
-1,020
-18% -$68.8K
WPC icon
477
W.P. Carey
WPC
$16.4B
$290K 0.03%
5,461
-3,242
-37% -$208K
KLAC icon
478
KLA
KLAC
$252B
$290K 0.03%
5,730
+130
+2% +$6.24K
CDW icon
479
CDW
CDW
$17.9B
$290K 0.03%
+1,392
New +$277K
QQQX icon
480
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$288K 0.03%
13,270
– –
USA icon
481
Liberty All-Star Equity Fund
USA
$1.84B
$288K 0.03%
47,921
+728
+2% +$4.62K
SYLD icon
482
Cambria Shareholder Yield ETF
SYLD
$1.01B
$288K 0.03%
4,859
-4,928
-50% -$309K
IWN icon
483
iShares Russell 2000 Value ETF
IWN
$14.6B
$287K 0.03%
2,209
+1
+0% +$143
MGC icon
484
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$286K 0.03%
1,844
-437
-19% -$68.8K
DCI icon
485
Donaldson
DCI
$11.3B
$285K 0.03%
4,822
-757
-14% -$46.9K
RMD icon
486
ResMed
RMD
$32.5B
$283K 0.03%
1,972
-192
-9% -$34.7K
GILD icon
487
Gilead Sciences
GILD
$164B
$281K 0.03%
3,741
+148
+4% +$11.4K
CWH icon
488
Camping World
CWH
$670M
$280K 0.03%
15,318
-582
-4% -$15.3K
LCTD icon
489
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$291M
$278K 0.03%
+6,957
New +$292K
IGIB icon
490
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$278K 0.03%
+5,732
New +$285K
FSCO
491
FS Credit Opportunities Corp
FSCO
$997M
$278K 0.03%
48,264
-3,861
-7% -$19.9K
FAST icon
492
Fastenal
FAST
$57.4B
$278K 0.03%
9,398
-462
-5% -$13.1K
NXPI icon
493
NXP Semiconductors
NXPI
$58.3B
$276K 0.03%
1,529
+74
+5% +$15.3K
UTZ icon
494
Utz Brands
UTZ
$1.25B
$273K 0.03%
22,535
-3,458
-13% -$53.3K
WST icon
495
West Pharmaceutical
WST
$24.7B
$272K 0.03%
808
-1,222
-60% -$473K
AMLP icon
496
Alerian MLP ETF
AMLP
$12.8B
$270K 0.03%
6,558
-352
-5% -$14.4K
DLR icon
497
Digital Realty Trust
DLR
$72.1B
$270K 0.03%
2,112
-270
-11% -$33.2K
GNL icon
498
Global Net Lease
GNL
$1.82B
$268K 0.02%
33,530
+17,508
+109% +$189K
CAH icon
499
Cardinal Health
CAH
$56B
$268K 0.02%
2,605
+24
+0.9% +$2.17K
PNC icon
500
PNC Financial Services
PNC
$102B
$268K 0.02%
2,242
-712
-24% -$89.6K
18 19
20
21 22

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BWM
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AAM
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WP
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B
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DGAM
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.