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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.06%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
476
WEC Energy
WEC
$35.3B
$240K 0.03%
2,531
+291
+13% +$26.9K
ELV icon
477
Elevance Health
ELV
$84.8B
$236K 0.03%
+513
New +$244K
WY icon
478
Weyerhaeuser
WY
$18.6B
$236K 0.03%
7,828
+103
+1% +$3.25K
ASAN icon
479
Asana
ASAN
$2.05B
$235K 0.03%
+11,101
New +$184K
IDEV icon
480
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
$234K 0.03%
+3,874
New +$230K
VOD icon
481
Vodafone
VOD
$35.4B
$234K 0.03%
21,197
+1,162
+6% +$13.2K
CRH icon
482
CRH
CRH
$66.5B
$233K 0.03%
4,588
-1,663
-27% -$78.8K
AMLP icon
483
Alerian MLP ETF
AMLP
$12.8B
$232K 0.02%
+5,999
New +$235K
BWA icon
484
BorgWarner
BWA
$13.7B
$227K 0.02%
+5,260
New +$218K
ANGL icon
485
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$222K 0.02%
+7,937
New +$219K
DUK icon
486
Duke Energy
DUK
$96.2B
$222K 0.02%
+2,297
New +$227K
CME icon
487
CME Group
CME
$95.2B
$218K 0.02%
+1,136
New +$205K
USHY icon
488
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$218K 0.02%
6,121
+63
+1% +$2.21K
TQQQ icon
489
ProShares UltraPro QQQ
TQQQ
$37B
$217K 0.02%
+15,380
New +$175K
FLOT icon
490
iShares Floating Rate Bond ETF
FLOT
$10.3B
$217K 0.02%
4,311
-46,232
-91% -$2.33M
RSG icon
491
Republic Services
RSG
$63.9B
$213K 0.02%
+1,576
New +$201K
QUAL icon
492
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$212K 0.02%
+1,705
New +$205K
PNW icon
493
Pinnacle West Capital
PNW
$12.3B
$211K 0.02%
+2,658
New +$201K
BMI icon
494
Badger Meter
BMI
$4.04B
$210K 0.02%
+1,726
New +$202K
LHX icon
495
L3Harris
LHX
$53.3B
$209K 0.02%
1,065
+16
+2% +$3.27K
CION icon
496
CION Investment
CION
$310M
$208K 0.02%
21,030
+189
+0.9% +$1.98K
AXP icon
497
American Express
AXP
$236B
$203K 0.02%
1,231
-131
-10% -$21.7K
PEG icon
498
Public Service Enterprise Group
PEG
$37.7B
$200K 0.02%
+3,204
New +$194K
FSCO
499
FS Credit Opportunities Corp
FSCO
$997M
$172K 0.02%
38,654
+19,327
+100% +$89.9K
AFRM icon
500
Affirm
AFRM
$26.3B
$169K 0.02%
+15,000
New +$189K
18 19
20
21 22

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.