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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
26
Advanced Micro Devices
AMD
$700B
$6.08M 0.65%
62,026
+19,552
+46% +$1.59M
PM icon
27
Philip Morris
PM
$309B
$6M 0.64%
61,662
+12,141
+25% +$1.21M
HQY icon
28
HealthEquity
HQY
$8.71B
$5.89M 0.63%
100,307
+204
+0.2% +$12.4K
VTI icon
29
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$5.77M 0.62%
28,269
+8,722
+45% +$1.75M
VOO icon
30
Vanguard S&P 500 ETF
VOO
$956B
$5.76M 0.62%
15,312
+8,102
+112% +$2.97M
V icon
31
Visa
V
$677B
$5.58M 0.6%
24,766
+6,045
+32% +$1.35M
SPYV icon
32
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$5.09M 0.55%
125,052
+41,729
+50% +$1.69M
VTEB icon
33
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$4.99M 0.54%
98,532
+17,004
+21% +$854K
ZTS icon
34
Zoetis
ZTS
$32.7B
$4.78M 0.51%
28,717
+7,923
+38% +$1.3M
JPST icon
35
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$4.77M 0.51%
94,777
-49,839
-34% -$2.5M
SPYG icon
36
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$4.76M 0.51%
85,893
+25,985
+43% +$1.38M
MU icon
37
Micron Technology
MU
$835B
$4.62M 0.5%
76,624
+31,206
+69% +$1.83M
BIL icon
38
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$4.62M 0.5%
+50,288
New +$4.61M
SCHW
39
Charles Schwab
SCHW
$182B
$4.53M 0.49%
+86,572
New +$6.34M
USMV icon
40
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$4.53M 0.49%
62,231
+10,040
+19% +$722K
JPM icon
41
JPMorgan Chase
JPM
$916B
$4.51M 0.48%
34,575
+11,225
+48% +$1.54M
CSCO icon
42
Cisco
CSCO
$443B
$4.38M 0.47%
83,698
+21,526
+35% +$1.05M
HYGH icon
43
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$590M
$4.33M 0.46%
+52,264
New +$4.33M
MUB icon
44
iShares National Muni Bond ETF
MUB
$45.2B
$4.28M 0.46%
39,725
-9,007
-18% -$962K
IAU icon
45
iShares Gold Trust
IAU
$62.8B
$4.16M 0.45%
111,280
+4,174
+4% +$150K
LMT icon
46
Lockheed Martin
LMT
$131B
$4.15M 0.45%
8,775
+2,924
+50% +$1.37M
ROST icon
47
Ross Stores
ROST
$80.8B
$4.14M 0.45%
39,049
+33
+0.1% +$3.71K
ABBV icon
48
AbbVie
ABBV
$465B
$4.11M 0.44%
25,810
-1,537
-6% -$235K
ESGU icon
49
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$3.99M 0.43%
44,115
+38,335
+663% +$3.39M
ACWX icon
50
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$3.98M 0.43%
81,689
+72,630
+802% +$3.5M
1
2
3 4 5

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.