We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDW icon
26
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$4.38M 0.72%
140,348
+127,937
+1,031% +$3.67M
META icon
27
Meta Platforms (Facebook)
META
$1.49T
$4.35M 0.72%
32,753
-12,529
-28% -$1.47M
ABBV icon
28
AbbVie
ABBV
$466B
$4.3M 0.71%
27,347
+10,899
+66% +$1.67M
V icon
29
Visa
V
$702B
$4.16M 0.69%
18,721
+11,490
+159% +$2.32M
VTEB icon
30
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$4.1M 0.68%
+81,528
New +$3.99M
VXUS icon
31
Vanguard Total International Stock ETF
VXUS
$151B
$3.98M 0.66%
72,990
+24,435
+50% +$1.22M
VTI icon
32
Vanguard Total Stock Market ETF
VTI
$646B
$3.87M 0.64%
19,547
+26
+0.1% +$5.01K
USMV icon
33
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$3.85M 0.63%
+52,191
New +$3.71M
IAU icon
34
iShares Gold Trust
IAU
$62.8B
$3.81M 0.63%
107,106
+12,099
+13% +$397K
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$4.12T
$3.71M 0.61%
40,570
+1,938
+5% +$184K
FTSM icon
36
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$3.65M 0.6%
61,337
-41,473
-40% -$2.46M
SPYV icon
37
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$3.4M 0.56%
83,323
+75,754
+1,001% +$2.9M
ZTS icon
38
Zoetis
ZTS
$32.7B
$3.28M 0.54%
20,794
-410
-2% -$60.7K
JPM icon
39
JPMorgan Chase
JPM
$917B
$3.26M 0.54%
23,350
+5,477
+31% +$694K
XOM icon
40
ExxonMobil
XOM
$650B
$3.22M 0.53%
28,909
+15,252
+112% +$1.63M
VUG icon
41
Vanguard Growth ETF
VUG
$212B
$3.11M 0.51%
83,838
+65,022
+346% +$2.39M
SPYG icon
42
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$3.1M 0.51%
59,908
+55,006
+1,122% +$2.86M
CSCO icon
43
Cisco
CSCO
$444B
$3.06M 0.5%
62,172
+33,063
+114% +$1.5M
AMD icon
44
Advanced Micro Devices
AMD
$701B
$2.93M 0.48%
42,474
-28,222
-40% -$1.86M
QCOM icon
45
Qualcomm
QCOM
$164B
$2.87M 0.47%
24,254
-407
-2% -$47.6K
SUB icon
46
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.8M 0.46%
+26,767
New +$2.77M
MO icon
47
Altria Group
MO
$125B
$2.78M 0.46%
+60,576
New +$2.74M
SPY icon
48
State Street SPDR S&P 500 ETF Trust
SPY
$772B
$2.76M 0.46%
6,988
+1,680
+32% +$646K
LMT icon
49
Lockheed Martin
LMT
$131B
$2.71M 0.45%
5,851
+863
+17% +$401K
AVGO icon
50
Broadcom
AVGO
$1.76T
$2.7M 0.45%
46,740
+4,220
+10% +$212K
1
2
3 4 5

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.