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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABNB icon
26
Airbnb
ABNB
$90.8B
$2.46M 1.04%
20,475
+1,002
+5% +$111K
ABBV icon
27
AbbVie
ABBV
$466B
$2.42M 1.03%
16,448
+1,175
+8% +$169K
LPX icon
28
Louisiana-Pacific
LPX
$5.14B
$2.39M 1.02%
42,868
+1,894
+5% +$108K
ROST icon
29
Ross Stores
ROST
$80.9B
$2.33M 0.99%
27,378
– –
VXUS icon
30
Vanguard Total International Stock ETF
VXUS
$151B
$2.28M 0.97%
48,555
-1,051
-2% -$53.8K
LMT icon
31
Lockheed Martin
LMT
$131B
$2.27M 0.96%
4,988
+219
+5% +$91.4K
BOCT icon
32
Innovator US Equity Buffer ETF October
BOCT
$281M
$2.24M 0.95%
73,026
-1,655
-2% -$52.4K
SOFI icon
33
SoFi Technologies
SOFI
$19.5B
$2.23M 0.95%
433,158
+71
+0% +$449
JPM icon
34
JPMorgan Chase
JPM
$917B
$2.19M 0.93%
17,873
+546
+3% +$62.7K
BLDR icon
35
Builders FirstSource
BLDR
$7.29B
$2.15M 0.91%
38,117
+1,767
+5% +$110K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$772B
$1.99M 0.84%
5,308
+60
+1% +$23.8K
CVX icon
37
Chevron
CVX
$382B
$1.98M 0.84%
11,424
+5,994
+110% +$914K
AVGO icon
38
Broadcom
AVGO
$1.76T
$1.91M 0.81%
42,520
+530
+1% +$27.1K
VOO icon
39
Vanguard S&P 500 ETF
VOO
$957B
$1.63M 0.69%
4,730
+784
+20% +$286K
GS icon
40
Goldman Sachs
GS
$289B
$1.61M 0.68%
4,949
+83
+2% +$26.9K
RSP icon
41
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$1.54M 0.66%
11,594
-844
-7% -$119K
SHW icon
42
Sherwin-Williams
SHW
$84.9B
$1.51M 0.64%
7,269
+248
+4% +$58.8K
IVV icon
43
iShares Core S&P 500 ETF
IVV
$859B
$1.47M 0.63%
3,914
+1,539
+65% +$615K
XOM icon
44
ExxonMobil
XOM
$650B
$1.45M 0.61%
13,657
-850
-6% -$77.6K
NOBL icon
45
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.39M 0.59%
33,242
– –
V icon
46
Visa
V
$702B
$1.38M 0.59%
7,231
+1,199
+20% +$244K
CAT icon
47
Caterpillar
CAT
$361B
$1.35M 0.58%
7,121
+191
+3% +$34.9K
BND icon
48
Vanguard Total Bond Market
BND
$158B
$1.31M 0.56%
18,899
-4,539
-19% -$340K
OBDC icon
49
Blue Owl Capital
OBDC
$5.35B
$1.31M 0.56%
121,704
-3,486
-3% -$44.3K
LMBS icon
50
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.26M 0.54%
27,089
-2,506
-8% -$121K
1
2
3 4 5

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.