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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
Cap. Flow
-$14.4M
Cap. Flow %
-6%
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
JETS icon
US Global Jets ETF
JETS
+$2.65M
3
NVDA icon
NVIDIA
NVDA
+$1.49M
4
ABNB icon
Airbnb
ABNB
+$1.33M
5
C icon
Citigroup
C
+$1.22M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$4.13M
2
BMBL icon
Bumble
BMBL
+$1.76M
3
OTLY
Oatly Group
OTLY
+$1.7M
4
VAL icon
Valaris
VAL
+$1.65M
5
PINS icon
Pinterest
PINS
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 19.46%
2 Consumer Discretionary 8.79%
3 Financials 8.11%
4 Energy 7.21%
5 Communication Services 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABNB icon
26
Airbnb
ABNB
$91.5B
$2.43M 1.02%
15,401
+7,530
+96% +$1.33M
TIP icon
27
iShares TIPS Bond ETF
TIP
$14.5B
$2.31M 0.97%
18,491
-45
-0.2% -$5.8K
IAU icon
28
iShares Gold Trust
IAU
$62.4B
$2.31M 0.97%
66,164
+40
+0.1% +$1.37K
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$2.29M 0.96%
5,118
+450
+10% +$207K
SHOP icon
30
Shopify
SHOP
$170B
$2.19M 0.91%
21,340
+540
+3% +$78.9K
JPST icon
31
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.17M 0.91%
43,007
+5,325
+14% +$269K
ABBV icon
32
AbbVie
ABBV
$470B
$2.08M 0.87%
15,671
-1,098
-7% -$130K
BND icon
33
Vanguard Total Bond Market
BND
$158B
$2.08M 0.87%
25,000
+774
+3% +$65.9K
XLE icon
34
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.97M 0.82%
61,874
-11,968
-16% -$338K
JPM icon
35
JPMorgan Chase
JPM
$925B
$1.87M 0.78%
12,658
-1,841
-13% -$302K
RSP icon
36
Invesco S&P 500 Equal Weight ETF
RSP
$97.6B
$1.84M 0.77%
11,876
-160
-1% -$25.3K
ASAN icon
37
Asana
ASAN
$1.96B
$1.84M 0.77%
34,424
+1,043
+3% +$110K
BX icon
38
Blackstone
BX
$103B
$1.83M 0.76%
16,405
-197
-1% -$26.3K
SOFI icon
39
SoFi Technologies
SOFI
$19.5B
$1.81M 0.75%
120,391
-76,544
-39% -$1.4M
SHW icon
40
Sherwin-Williams
SHW
$85.2B
$1.75M 0.73%
5,863
+39
+0.7% +$12.6K
LMT icon
41
Lockheed Martin
LMT
$132B
$1.69M 0.71%
4,502
-185
-4% -$64K
LMBS icon
42
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.64M 0.68%
32,834
-46
-0.1% -$2.31K
SNOW icon
43
Snowflake
SNOW
$99.7B
$1.6M 0.67%
5,726
-2,130
-27% -$742K
NOBL icon
44
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.57M 0.66%
33,202
+30
+0.1% +$1.42K
AVGO icon
45
Broadcom
AVGO
$1.77T
$1.48M 0.62%
27,030
-310
-1% -$17.4K
TGT icon
46
Target
TGT
$66.8B
$1.46M 0.61%
6,570
+34
+0.5% +$8.27K
SD icon
47
SandRidge Energy
SD
$501M
$1.41M 0.59%
141,511
+10,995
+8% +$131K
CCL icon
48
Carnival Corporation Ltd
CCL
$38B
$1.4M 0.59%
67,363
-35,515
-35% -$760K
PINS icon
49
Pinterest
PINS
$13.6B
$1.33M 0.56%
41,702
-35,019
-46% -$1.56M
GS icon
50
Goldman Sachs
GS
$291B
$1.32M 0.55%
3,781
-23
-0.6% -$9.11K
1
2
3 4 5

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BWM
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AAM
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DFPG Investments's Q4 2021 Portfolio in Review

As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.

  • DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
  • DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
  • DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
  • DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
  • DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
  • DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
  • DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.

Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.