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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
26
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.64M 1%
51,903
+3,330
+7% +$169K
SNOW icon
27
Snowflake
SNOW
$99.7B
$2.61M 0.99%
7,856
-29
-0.4% -$8.25K
OTLY
28
Oatly Group
OTLY
$480M
$2.59M 0.98%
+8,707
New +$3.15M
BOCT icon
29
Innovator US Equity Buffer ETF October
BOCT
$282M
$2.58M 0.98%
77,669
– –
CCL icon
30
Carnival Corporation Ltd
CCL
$38B
$2.44M 0.92%
102,878
+4,787
+5% +$111K
TIP icon
31
iShares TIPS Bond ETF
TIP
$14.5B
$2.39M 0.9%
18,536
+145
+0.8% +$18.7K
JPM icon
32
JPMorgan Chase
JPM
$925B
$2.37M 0.9%
14,499
-158
-1% -$24.8K
IAU icon
33
iShares Gold Trust
IAU
$62.4B
$2.26M 0.86%
66,124
-305
-0.5% -$10.4K
QCOM icon
34
Qualcomm
QCOM
$168B
$2.26M 0.86%
17,567
+525
+3% +$74.5K
VXUS icon
35
Vanguard Total International Stock ETF
VXUS
$151B
$2.16M 0.82%
33,486
+2,520
+8% +$164K
XLE icon
36
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$2.11M 0.8%
73,842
+3,522
+5% +$87.3K
BND icon
37
Vanguard Total Bond Market
BND
$158B
$2.07M 0.78%
24,226
+1,700
+8% +$147K
SPY icon
38
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$2.07M 0.78%
4,668
-301
-6% -$133K
BX icon
39
Blackstone
BX
$103B
$2.03M 0.77%
16,602
-1,556
-9% -$181K
NCLH icon
40
Norwegian Cruise Line
NCLH
$9.56B
$1.94M 0.73%
72,840
+387
+0.5% +$9.85K
PLTR icon
41
Palantir
PLTR
$299B
$1.93M 0.73%
79,317
+5,146
+7% +$126K
JPST icon
42
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.91M 0.72%
37,682
+2,607
+7% +$132K
RSP icon
43
Invesco S&P 500 Equal Weight ETF
RSP
$97.6B
$1.87M 0.71%
12,036
-1,282
-10% -$196K
ABBV icon
44
AbbVie
ABBV
$470B
$1.83M 0.69%
16,769
+438
+3% +$50K
JMST icon
45
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$1.77M 0.67%
34,757
-5,330
-13% -$272K
BMBL icon
46
Bumble
BMBL
$389M
$1.76M 0.67%
33,282
-8,230
-20% -$428K
PYPL icon
47
PayPal
PYPL
$50.5B
$1.76M 0.67%
6,604
+962
+17% +$273K
BAC icon
48
Bank of America
BAC
$433B
$1.73M 0.65%
38,334
+536
+1% +$21.6K
RCL icon
49
Royal Caribbean
RCL
$86.8B
$1.72M 0.65%
19,831
-493
-2% -$39.9K
SHW icon
50
Sherwin-Williams
SHW
$85.2B
$1.7M 0.64%
5,824
+1,999
+52% +$585K
1
2
3 4 5

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AAM
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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.