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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+13.19%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$30.2M
Cap. Flow
+$8.82M
Cap. Flow %
4.06%
Top 10 Hldgs %
33.74%
Holding
196
New
23
Increased
56
Reduced
74
Closed
32

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$6.1M
2
BABA icon
Alibaba
BABA
+$5.18M
3
META icon
Meta Platforms (Facebook)
META
+$3.98M
4
PINS icon
Pinterest
PINS
+$2.42M
5
JETS icon
US Global Jets ETF
JETS
+$2.2M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$6.42M
2
SLV icon
iShares Silver Trust
SLV
+$3.06M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.22M
4
IEHS
iShares Evolved U.S. Healthcare Staples ETF
IEHS
+$1.08M
5
CNC icon
Centene
CNC
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 17.74%
2 Healthcare 12.73%
3 Communication Services 7.45%
4 Consumer Discretionary 7.43%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$2.11M 0.97%
5,527
-964
-15% -$342K
JPST icon
27
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.02M 0.93%
39,685
+8,109
+26% +$412K
COST icon
28
Costco
COST
$432B
$1.98M 0.91%
5,344
+461
+9% +$172K
VXUS icon
29
Vanguard Total International Stock ETF
VXUS
$151B
$1.97M 0.91%
31,381
-6,255
-17% -$352K
CRWD icon
30
CrowdStrike
CRWD
$183B
$1.94M 0.89%
34,692
+25,692
+285% +$1M
JPM icon
31
JPMorgan Chase
JPM
$916B
$1.84M 0.85%
13,563
-794
-6% -$88.7K
QCOM icon
32
Qualcomm
QCOM
$164B
$1.84M 0.84%
11,729
-1,362
-10% -$190K
RSP icon
33
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$1.76M 0.81%
13,413
-516
-4% -$61.4K
PEP icon
34
PepsiCo
PEP
$196B
$1.74M 0.8%
12,054
-254
-2% -$36.1K
PARA
35
DELISTED
Paramount Global Class B
PARA
$1.7M 0.78%
42,350
+27,355
+182% +$878K
AMD icon
36
Advanced Micro Devices
AMD
$700B
$1.64M 0.75%
17,330
+3,030
+21% +$261K
SNOW icon
37
Snowflake
SNOW
$98.1B
$1.64M 0.75%
5,459
+3,646
+201% +$1.04M
BA icon
38
Boeing
BA
$169B
$1.58M 0.73%
7,532
-1,100
-13% -$211K
MA icon
39
Mastercard
MA
$498B
$1.58M 0.73%
4,467
+368
+9% +$122K
PFEB icon
40
Innovator US Equity Power Buffer ETF February
PFEB
$907M
$1.58M 0.73%
60,000
– –
BND icon
41
Vanguard Total Bond Market
BND
$158B
$1.57M 0.72%
18,007
-8,845
-33% -$778K
V icon
42
Visa
V
$677B
$1.52M 0.7%
7,042
+165
+2% +$33.8K
VXF icon
43
Vanguard Extended Market ETF
VXF
$30B
$1.5M 0.69%
8,695
-271
-3% -$40.2K
ABBV icon
44
AbbVie
ABBV
$465B
$1.49M 0.69%
+13,920
New +$1.34M
UNH icon
45
UnitedHealth
UNH
$382B
$1.47M 0.67%
+4,032
New +$1.35M
DKNG icon
46
DraftKings
DKNG
$12.2B
$1.45M 0.67%
27,872
+13,038
+88% +$621K
SRGA
47
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$1.42M 0.65%
24,441
+20,998
+610% +$1.37M
UHS icon
48
Universal Health Services
UHS
$10.2B
$1.4M 0.65%
9,945
+626
+7% +$77.9K
TGT icon
49
Target
TGT
$66.3B
$1.37M 0.63%
7,074
-223
-3% -$37.2K
PYPL icon
50
PayPal
PYPL
$49.9B
$1.34M 0.62%
5,544
+4,207
+315% +$872K
1
2
3 4 5

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DFPG Investments's Q4 2020 Portfolio in Review

As of Q4 2020, DFPG Investments held 196 positions worth $217M, up 16% from $187M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

DFPG Investments deployed $8.82M of net new capital in Q4 2020, opening 23 new positions and adding to 56 existing holdings. Its largest new stake was Pinterest: 40,364 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Arcturus Therapeutics, an estimated $6.42M trimmed.

  • DFPG Investments's largest Q4 2020 buy was Pinterest: 40,364 shares worth $2.9M.
  • DFPG Investments added most to NVIDIA in Q4 2020, an estimated $6.1M increase.
  • DFPG Investments's biggest Q4 2020 reduction was Arcturus Therapeutics, cutting an estimated $6.42M.
  • DFPG Investments fully exited iShares Silver Trust in Q4 2020, selling an estimated $3.06M.
  • DFPG Investments's ten largest holdings make up 34% of its $217M portfolio in Q4 2020.
  • DFPG Investments opened 23 new positions and closed 32 in Q4 2020.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $217M.

Based on DFPG Investments's 13F filing for Q4 2020, filed 19 Jan 2021.