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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$23.2M
Cap. Flow
+$12.2M
Cap. Flow %
6.51%
Top 10 Hldgs %
35.47%
Holding
197
New
22
Increased
61
Reduced
74
Closed
25

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.37M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.48M
3
SLV icon
iShares Silver Trust
SLV
+$3.13M
4
GLD icon
SPDR Gold Trust
GLD
+$2.85M
5
QCOM icon
Qualcomm
QCOM
+$1.06M

Top Sells

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$1.41M
2
ARCT icon
Arcturus Therapeutics
ARCT
+$1.04M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$946K
5
JETS icon
US Global Jets ETF
JETS
+$942K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Healthcare 12.77%
3 Financials 6.97%
4 Consumer Discretionary 4.53%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
26
Qualcomm
QCOM
$164B
$1.61M 0.86%
13,091
+9,933
+315% +$1.06M
JPST icon
27
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.6M 0.86%
31,576
-4,752
-13% -$241K
RSP icon
28
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$1.58M 0.84%
13,929
-1,345
-9% -$145K
PFEB icon
29
Innovator US Equity Power Buffer ETF February
PFEB
$907M
$1.52M 0.81%
60,000
– –
NOBL icon
30
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.51M 0.81%
40,650
-128
-0.3% -$4.59K
DIS icon
31
Walt Disney
DIS
$171B
$1.48M 0.79%
12,014
+2,233
+23% +$279K
MRNA icon
32
Moderna
MRNA
$21.6B
$1.45M 0.78%
20,085
+50
+0.2% +$3.49K
JPM icon
33
JPMorgan Chase
JPM
$916B
$1.43M 0.76%
14,357
+1,528
+12% +$150K
BA icon
34
Boeing
BA
$169B
$1.42M 0.76%
8,632
+2,394
+38% +$408K
MA icon
35
Mastercard
MA
$498B
$1.41M 0.75%
4,099
+968
+31% +$315K
V icon
36
Visa
V
$677B
$1.39M 0.74%
6,877
+1,641
+31% +$328K
OXY icon
37
Occidental Petroleum
OXY
$55.7B
$1.38M 0.73%
133,826
+60,876
+83% +$858K
LMBS icon
38
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.37M 0.73%
26,537
-3,525
-12% -$182K
PAYC icon
39
Paycom
PAYC
$7.88B
$1.32M 0.7%
3,749
-228
-6% -$66.6K
AMD icon
40
Advanced Micro Devices
AMD
$700B
$1.24M 0.66%
14,300
-6,768
-32% -$503K
VXF icon
41
Vanguard Extended Market ETF
VXF
$30B
$1.24M 0.66%
8,966
– –
AVYA
42
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.22M 0.65%
66,631
+23,460
+54% +$332K
NVDA icon
43
NVIDIA
NVDA
$4.6T
$1.21M 0.65%
86,720
-38,360
-31% -$446K
TGT icon
44
Target
TGT
$66.3B
$1.17M 0.63%
7,297
+223
+3% +$30.6K
VYM icon
45
Vanguard High Dividend Yield ETF
VYM
$80.8B
$1.12M 0.6%
13,313
-2,442
-15% -$200K
IEHS
46
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
$1.08M 0.58%
31,324
+20,670
+194% +$684K
CNC icon
47
Centene
CNC
$30.5B
$1.04M 0.56%
16,117
+733
+5% +$45.5K
PPH icon
48
VanEck Pharmaceutical ETF
PPH
$985M
$1.03M 0.55%
16,613
+11,310
+213% +$715K
FVD icon
49
First Trust Value Line Dividend Fund
FVD
$8.44B
$1.03M 0.55%
31,655
-10,954
-26% -$347K
VUG icon
50
Vanguard Morningstar Growth ETF
VUG
$212B
$1.02M 0.55%
26,508
-924
-3% -$34.1K
1
2
3 4 5

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AAM
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DFPG Investments's Q3 2020 Portfolio in Review

As of Q3 2020, DFPG Investments held 197 positions worth $187M, up 14% from $164M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments deployed $12.2M of net new capital in Q3 2020, opening 22 new positions and adding to 61 existing holdings. Its largest new stake was iShares Silver Trust: 137,748 shares worth $3.06M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shopify, an estimated $1.41M trimmed.

  • DFPG Investments's largest Q3 2020 buy was iShares Silver Trust: 137,748 shares worth $3.06M.
  • DFPG Investments added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $6.37M increase.
  • DFPG Investments's biggest Q3 2020 reduction was Shopify, cutting an estimated $1.41M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q3 2020, selling an estimated $990K.
  • DFPG Investments's ten largest holdings make up 35% of its $187M portfolio in Q3 2020.
  • DFPG Investments opened 22 new positions and closed 25 in Q3 2020.
  • DFPG Investments's portfolio value rose 14% quarter-over-quarter to $187M.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.