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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
26
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.38M 0.84%
40,778
-1,318
-3% -$42.4K
GLD icon
27
SPDR Gold Trust
GLD
$131B
$1.36M 0.83%
8,040
+379
+5% +$61.1K
FVD icon
28
First Trust Value Line Dividend Fund
FVD
$8.46B
$1.29M 0.79%
42,609
+37
+0.1% +$1.1K
PEP icon
29
PepsiCo
PEP
$195B
$1.27M 0.77%
9,491
+364
+4% +$48K
OXY icon
30
Occidental Petroleum
OXY
$53.6B
$1.25M 0.76%
72,950
+53,756
+280% +$847K
PAYC icon
31
Paycom
PAYC
$7.54B
$1.25M 0.76%
3,977
+142
+4% +$37.8K
VYM icon
32
Vanguard High Dividend Yield ETF
VYM
$81.9B
$1.24M 0.76%
15,755
-863
-5% -$67.1K
NVDA icon
33
NVIDIA
NVDA
$4.77T
$1.24M 0.75%
125,080
-15,200
-11% -$123K
MRNA icon
34
Moderna
MRNA
$22.1B
$1.22M 0.75%
+20,035
New +$1.1M
JPM icon
35
JPMorgan Chase
JPM
$950B
$1.18M 0.72%
12,829
-1,750
-12% -$166K
UHS icon
36
Universal Health Services
UHS
$10.1B
$1.12M 0.68%
12,299
-1,036
-8% -$104K
BA icon
37
Boeing
BA
$175B
$1.12M 0.68%
6,238
+3,243
+108% +$498K
AMD icon
38
Advanced Micro Devices
AMD
$741B
$1.11M 0.68%
21,068
+6,533
+45% +$346K
DIS icon
39
Walt Disney
DIS
$172B
$1.11M 0.68%
9,781
+460
+5% +$50.8K
VXF icon
40
Vanguard Extended Market ETF
VXF
$30.5B
$1.07M 0.65%
8,966
-545
-6% -$58.5K
META icon
41
Meta Platforms (Facebook)
META
$1.51T
$1.07M 0.65%
4,430
+219
+5% +$45.7K
V icon
42
Visa
V
$697B
$1.02M 0.62%
5,236
+336
+7% +$61.4K
CNC icon
43
Centene
CNC
$31.6B
$1.01M 0.62%
15,384
+5,465
+55% +$356K
XLU icon
44
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$990K 0.6%
34,764
-7,182
-17% -$207K
BNDX icon
45
Vanguard Total International Bond ETF
BNDX
$82.3B
$978K 0.6%
16,926
– –
VUG icon
46
Vanguard Growth ETF
VUG
$216B
$951K 0.58%
27,432
-1,410
-5% -$43.4K
WTRG icon
47
Essential Utilities
WTRG
$11.5B
$951K 0.58%
22,166
+1,765
+9% +$74.5K
RSPS icon
48
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
$946K 0.58%
34,560
+2,575
+8% +$68.9K
JETS icon
49
US Global Jets ETF
JETS
$790M
$942K 0.57%
57,802
+43,706
+310% +$663K
MA icon
50
Mastercard
MA
$497B
$939K 0.57%
3,131
+203
+7% +$57.2K
1
2
3 4 5

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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.