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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-12.29%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.06%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$18.8M
Cap. Flow
+$519K
Cap. Flow %
0.39%
Top 10 Hldgs %
35.77%
Holding
186
New
23
Increased
67
Reduced
58
Closed
30

Top Buys

Rank Stock Value
1
HQY icon
HealthEquity
HQY
+$6.68M
2
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$1.39M
3
USO icon
United States Oil Fund
USO
+$957K
4
TEVA icon
Teva Pharmaceutical Industries Limited
TEVA
+$939K
5
EXR icon
Extra Space Storage
EXR
+$645K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.5M
3
ARCT icon
Arcturus Therapeutics
ARCT
+$1.79M
4
ZTS icon
Zoetis
ZTS
+$822K
5
LAZ icon
Lazard
LAZ
+$652K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.62%
2 Technology 13.75%
3 Healthcare 12.67%
4 Financials 6.86%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
26
SPDR Gold Trust
GLD
$147B
$1.24M 0.92%
7,661
+1,554
+25% +$231K
PEP icon
27
PepsiCo
PEP
$182B
$1.23M 0.92%
9,127
+293
+3% +$39.6K
XLU icon
28
State Street Utilities Select Sector SPDR ETF
XLU
$21.6B
$1.23M 0.92%
41,946
+17,150
+69% +$548K
FVD icon
29
First Trust Value Line Dividend Fund
FVD
$7.9B
$1.23M 0.91%
42,572
-774
-2% -$26K
KO icon
30
Coca-Cola
KO
$379B
$1.11M 0.83%
23,290
+1,623
+7% +$87.7K
BABA icon
31
Alibaba
BABA
$270B
$1.11M 0.83%
5,318
-517
-9% -$108K
JPST icon
32
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
$1.09M 0.81%
21,693
-3,563
-14% -$179K
TEVA icon
33
Teva Pharmaceutical Industries Limited
TEVA
$45.7B
$1.02M 0.76%
101,675
+91,675
+917% +$939K
NVDA icon
34
NVIDIA
NVDA
$5.3T
$985K 0.73%
140,280
+15,280
+12% +$96.4K
DIS icon
35
Walt Disney
DIS
$182B
$964K 0.72%
9,321
+551
+6% +$69.7K
BNDX icon
36
Vanguard Total International Bond ETF
BNDX
$82.8B
$961K 0.72%
16,926
-2,535
-13% -$145K
ZM icon
37
Zoom
ZM
$26.9B
$960K 0.72%
6,334
-2,176
-26% -$215K
BX icon
38
Blackstone
BX
$94.1B
$953K 0.71%
20,953
-4,017
-16% -$222K
PSK icon
39
State Street SPDR ICE Preferred Securities ETF
PSK
$667M
$920K 0.69%
22,338
-2,134
-9% -$90.6K
VXF icon
40
Vanguard Extended Market ETF
VXF
$30.7B
$909K 0.68%
9,511
+132
+1% +$15.4K
T icon
41
AT&T
T
$174B
$888K 0.66%
39,086
+3,322
+9% +$90.8K
PAYC icon
42
Paycom
PAYC
$10.2B
$868K 0.65%
3,835
+258
+7% +$70.7K
ITA icon
43
iShares US Aerospace & Defense ETF
ITA
$12.6B
$863K 0.64%
11,504
+1,458
+15% +$149K
WTRG icon
44
Essential Utilities
WTRG
$11.8B
$857K 0.64%
20,401
+1,818
+10% +$85.8K
RSPS icon
45
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$239M
$855K 0.64%
31,985
-3,540
-10% -$98.5K
VUG icon
46
Vanguard Morningstar Growth ETF
VUG
$228B
$823K 0.61%
28,842
-714
-2% -$21.4K
V icon
47
Visa
V
$691B
$813K 0.61%
4,900
+400
+9% +$75.4K
AMD icon
48
Advanced Micro Devices
AMD
$890B
$799K 0.6%
14,535
+708
+5% +$34.1K
BAC icon
49
Bank of America
BAC
$407B
$795K 0.59%
35,816
+2,454
+7% +$73.6K
WM icon
50
Waste Management
WM
$85.3B
$768K 0.57%
7,944
+619
+8% +$71K
1
2
3 4 5

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DFPG Investments's Q1 2020 Portfolio in Review

As of Q1 2020, DFPG Investments held 186 positions worth $134M, down 12% from $153M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q1 2020 filing shows 23 new, 67 increased, 58 reduced and 30 closed positions. Its largest new stake was HealthEquity: 100,650 shares worth $4.61M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $4.07M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 54% a quarter earlier, followed by Technology and Healthcare.

  • DFPG Investments's largest Q1 2020 buy was HealthEquity: 100,650 shares worth $4.61M.
  • DFPG Investments added most to Teva Pharmaceutical Industries Limited in Q1 2020, an estimated $939K increase.
  • DFPG Investments's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $4.07M.
  • DFPG Investments fully exited Lazard in Q1 2020, selling an estimated $652K.
  • DFPG Investments's ten largest holdings make up 36% of its $134M portfolio in Q1 2020.
  • DFPG Investments opened 23 new positions and closed 30 in Q1 2020.
  • DFPG Investments's portfolio value fell 12% quarter-over-quarter to $134M.

Based on DFPG Investments's 13F filing for Q1 2020, filed 17 Apr 2020.