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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+7.74%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$31.9M
(+26%)
Cap. Flow
+$18M
Cap. Flow
% of AUM
11.79%
Top 10 Holdings %
Top 10 Hldgs %
34.87%
Holding
186
New
27
Increased
75
Reduced
53
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$10M |
| 2 |
Innovator US Equity Buffer ETF October
BOCT
|
+$1.63M |
| 3 |
Amazon
AMZN
|
+$667K |
| 4 |
NVIDIA
NVDA
|
+$650K |
| 5 |
Target
TGT
|
+$640K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$1.3M |
| 2 |
iShares US Consumer Staples ETF
IYK
|
+$714K |
| 3 |
iShares Global Utilities ETF
JXI
|
+$636K |
| 4 |
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
|
+$629K |
| 5 |
ProShares UltraShort S&P500
SDS
|
+$577K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Healthcare | 8.64% |
| 3 | Financials | 8.6% |
| 4 | Communication Services | 4.79% |
| 5 | Consumer Discretionary | 4.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Walt Disney
DIS
$168B
| $1.27M | 0.83% |
8,770
+1,032
| +13% | +$144K |
|
27
PepsiCo
PEP
$191B
| $1.23M | 0.8% |
8,834
+603
| +7% | +$82.1K |
|
28
Coca-Cola
KO
$362B
| $1.23M | 0.8% |
21,667
+1,382
| +7% | +$74.3K |
|
29
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
| $1.22M | 0.8% |
32,222
+11,998
| +59% | +$440K |
|
30
Vanguard Extended Market ETF
VXF
$30.5B
| $1.21M | 0.79% |
9,379
-276
| -3% | -$33.3K |
|
31
iShares US Aerospace & Defense ETF
ITA
$14.4B
| $1.16M | 0.76% |
10,046
+4,144
| +70% | +$465K |
|
32
Bank of America
BAC
$436B
| $1.16M | 0.76% |
33,362
+513
| +2% | +$16.6K |
|
33
Vanguard Total International Bond ETF
BNDX
$82.2B
| $1.11M | 0.72% |
19,461
+2,212
| +13% | +$128K |
|
34
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
| $1.09M | 0.71% |
24,472
-1,657
| -6% | -$72.7K |
|
35
FS KKR Capital
FSK
$3.04B
| $1.09M | 0.71% |
43,177
-1,185
| -3% | -$28.3K |
|
36
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
| $1.04M | 0.68% |
35,525
+3,270
| +10% | +$92.3K |
|
37
Paycom
PAYC
$7.05B
| $1.03M | 0.68% |
3,577
+310
| +9% | +$73.4K |
|
38
Vanguard Small-Cap ETF
VB
$79.9B
| $1.02M | 0.67% |
6,100
-350
| -5% | -$55.8K |
|
39
AT&T
T
$167B
| $1.02M | 0.67% |
35,764
+143
| +0.4% | +$4.13K |
|
40
ProShares Short S&P500
SH
$916M
| $1.02M | 0.67% |
10,829
-2,690
| -20% | -$272K |
|
41
Twilio
TWLO
$29.5B
| $937K | 0.61% |
7,814
+3,390
| +77% | +$346K |
|
42
Vanguard Growth ETF
VUG
$216B
| $931K | 0.61% |
29,556
-462
| -2% | -$13.3K |
|
|
RTL
43
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $931K | 0.61% |
70,627
-44,031
| -38% | -$629K |
|
|
AMTD
44
DELISTED
TD Ameritrade Holding Corp
AMTD
| $929K | 0.61% |
18,871
+1,789
| +10% | +$77.5K |
|
45
Mastercard
MA
$487B
| $923K | 0.6% |
2,937
-396
| -12% | -$112K |
|
|
BRSP
46
BrightSpire Capital
BRSP
$683M
| $911K | 0.6% |
65,665
-4,356
| -6% | -$59.2K |
|
47
Essential Utilities
WTRG
$11.2B
| $909K | 0.59% |
18,583
+4,572
| +33% | +$206K |
|
48
Visa
V
$689B
| $899K | 0.59% |
4,500
-93
| -2% | -$16.8K |
|
49
SPDR Gold Trust
GLD
$132B
| $895K | 0.59% |
6,107
+511
| +9% | +$71.4K |
|
50
Meta Platforms (Facebook)
META
$1.51T
| $894K | 0.58% |
4,043
-1,487
| -27% | -$288K |
|
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DFPG Investments's Q4 2019 Portfolio in Review
As of Q4 2019, DFPG Investments held 186 positions worth $153M, up 26% from $121M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
DFPG Investments deployed $18M of net new capital in Q4 2019, opening 27 new positions and adding to 75 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was The Necessity Retail REIT, Inc. Class A Common Stock, an estimated $629K trimmed.
- DFPG Investments's largest Q4 2019 buy was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
- DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $10M increase.
- DFPG Investments's biggest Q4 2019 reduction was The Necessity Retail REIT, Inc. Class A Common Stock, cutting an estimated $629K.
- DFPG Investments fully exited AbbVie in Q4 2019, selling an estimated $1.3M.
- DFPG Investments's ten largest holdings make up 35% of its $153M portfolio in Q4 2019.
- DFPG Investments opened 27 new positions and closed 21 in Q4 2019.
- DFPG Investments's portfolio value rose 26% quarter-over-quarter to $153M.
Based on DFPG Investments's 13F filing for Q4 2019, filed 4 Feb 2020.