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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
+$17.6M
Cap. Flow
+$6.99M
Cap. Flow %
7.51%
Top 10 Hldgs %
27.37%
Holding
145
New
25
Increased
49
Reduced
57
Closed
6

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$936K
3
STZ icon
Constellation Brands
STZ
+$382K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$378K
5
AAPL icon
Apple
AAPL
+$378K

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$560K
2
COST icon
Costco
COST
+$385K
3
META icon
Meta Platforms (Facebook)
META
+$303K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$237K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Financials 9.84%
3 Communication Services 7.12%
4 Consumer Discretionary 4.81%
5 Real Estate 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
Mastercard
MA
$487B
$1.07M 1.15%
4,538
+21
+0.5% +$4.52K
VB icon
27
Vanguard Small-Cap ETF
VB
$79.9B
$1.05M 1.13%
6,744
+90
+1% +$13.4K
VTI icon
28
Vanguard Total Stock Market ETF
VTI
$655B
$1.01M 1.09%
6,894
+21
+0.3% +$2.93K
SPYD icon
29
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$954K 1.03%
24,814
-4,832
-16% -$178K
NFLX icon
30
Netflix
NFLX
$293B
$951K 1.02%
25,850
+3,500
+16% +$121K
BRK.A icon
31
Berkshire Hathaway Class A
BRK.A
$1.07T
$919K 0.99%
3
– –
FSK icon
32
FS KKR Capital
FSK
$3.04B
$903K 0.97%
36,248
+885
+3% +$21.9K
HISF icon
33
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$854K 0.92%
17,115
– –
BRSP
34
BrightSpire Capital
BRSP
$683M
$842K 0.9%
52,898
-6,853
-11% -$113K
JPM icon
35
JPMorgan Chase
JPM
$947B
$801K 0.86%
7,584
-305
-4% -$31.4K
VUG icon
36
Vanguard Growth ETF
VUG
$216B
$774K 0.83%
29,172
-906
-3% -$22.4K
BAC icon
37
Bank of America
BAC
$436B
$753K 0.81%
25,846
+305
+1% +$8.62K
DWX icon
38
State Street SPDR S&P International Dividend ETF
DWX
$523M
$725K 0.78%
18,872
-2,516
-12% -$93.6K
SPYM
39
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$714K 0.77%
21,153
-2,370
-10% -$75.6K
IJR icon
40
iShares Core S&P Small-Cap ETF
IJR
$110B
$710K 0.76%
9,024
+934
+12% +$71.7K
GOOGL icon
41
Alphabet (Google) Class A
GOOGL
$3.99T
$694K 0.75%
11,380
+3,180
+39% +$180K
CVX icon
42
Chevron
CVX
$378B
$691K 0.74%
5,538
+82
+2% +$9.7K
VEA icon
43
Vanguard FTSE Developed Markets ETF
VEA
$227B
$682K 0.73%
16,371
-410
-2% -$16.4K
ITA icon
44
iShares US Aerospace & Defense ETF
ITA
$14.4B
$662K 0.71%
6,518
+48
+0.7% +$4.69K
PEP icon
45
PepsiCo
PEP
$191B
$655K 0.7%
5,391
-485
-8% -$55.3K
MCO icon
46
Moody's
MCO
$84.2B
$640K 0.69%
3,427
-141
-4% -$23.2K
SRLN icon
47
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$636K 0.68%
13,777
-1,406
-9% -$64.6K
DIS icon
48
Walt Disney
DIS
$168B
$627K 0.67%
5,468
+288
+6% +$32.2K
NKE icon
49
Nike
NKE
$62.5B
$607K 0.65%
7,119
-109
-2% -$8.99K
FEP icon
50
First Trust Europe AlphaDEX Fund
FEP
$513M
$582K 0.63%
16,245
-2,079
-11% -$70.5K
1
2
3 4 5

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BWM
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AAM
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DFPG Investments's Q1 2019 Portfolio in Review

As of Q1 2019, DFPG Investments held 145 positions worth $93.1M, up 23% from $75.5M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

DFPG Investments deployed $6.99M of net new capital in Q1 2019, opening 25 new positions and adding to 49 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.4% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $303K trimmed.

  • DFPG Investments's largest Q1 2019 buy was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.
  • DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q1 2019, an estimated $936K increase.
  • DFPG Investments's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $303K.
  • DFPG Investments fully exited Wynn Resorts in Q1 2019, selling an estimated $560K.
  • DFPG Investments's ten largest holdings make up 27% of its $93.1M portfolio in Q1 2019.
  • DFPG Investments opened 25 new positions and closed 6 in Q1 2019.
  • DFPG Investments's portfolio value rose 23% quarter-over-quarter to $93.1M.

Based on DFPG Investments's 13F filing for Q1 2019, filed 10 Apr 2019.