We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-13.05%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$75.5M
AUM Growth
–
Cap. Flow
+$81.1M
Cap. Flow %
107.37%
Top 10 Hldgs %
26.94%
Holding
120
New
118
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.25M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.28M
4
AMZN icon
Amazon
AMZN
+$2.23M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.96M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 10.64%
2 Technology 9.41%
3 Communication Services 6.41%
4 Consumer Discretionary 5.16%
5 Real Estate 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
26
Vanguard Small-Cap ETF
VB
$79.8B
$878K 1.16%
+6,654
New +$969K
VTI icon
27
Vanguard Total Stock Market ETF
VTI
$655B
$877K 1.16%
+6,873
New +$949K
MA icon
28
Mastercard
MA
$489B
$852K 1.13%
+4,517
New +$897K
FTSM icon
29
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$805K 1.07%
+13,455
New +$807K
HISF icon
30
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.5M
$792K 1.05%
+17,115
New +$820K
BABA icon
31
Alibaba
BABA
$274B
$790K 1.05%
+5,766
New +$852K
JPM icon
32
JPMorgan Chase
JPM
$949B
$770K 1.02%
+7,889
New +$841K
DWX icon
33
State Street SPDR S&P International Dividend ETF
DWX
$523M
$748K 0.99%
+21,388
New +$771K
FSK icon
34
FS KKR Capital
FSK
$3.04B
$733K 0.97%
+35,363
New +$880K
SPYM
35
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$687K 0.91%
+23,523
New +$742K
SRLN icon
36
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$679K 0.9%
+15,183
New +$706K
VUG icon
37
Vanguard Growth ETF
VUG
$216B
$673K 0.89%
+30,078
New +$729K
PEP icon
38
PepsiCo
PEP
$191B
$649K 0.86%
+5,876
New +$663K
BAC icon
39
Bank of America
BAC
$439B
$629K 0.83%
+25,541
New +$693K
VEA icon
40
Vanguard FTSE Developed Markets ETF
VEA
$227B
$623K 0.83%
+16,781
New +$664K
NFLX icon
41
Netflix
NFLX
$295B
$598K 0.79%
+22,350
New +$669K
CVX icon
42
Chevron
CVX
$381B
$594K 0.79%
+5,456
New +$632K
DIS icon
43
Walt Disney
DIS
$168B
$568K 0.75%
+5,180
New +$589K
FEP icon
44
First Trust Europe AlphaDEX Fund
FEP
$514M
$568K 0.75%
+18,324
New +$614K
IJR icon
45
iShares Core S&P Small-Cap ETF
IJR
$109B
$561K 0.74%
+8,090
New +$625K
WYNN icon
46
Wynn Resorts
WYNN
$10.4B
$560K 0.74%
+5,664
New +$611K
ITA icon
47
iShares US Aerospace & Defense ETF
ITA
$14.3B
$559K 0.74%
+6,470
New +$624K
JNJ icon
48
Johnson & Johnson
JNJ
$644B
$536K 0.71%
+4,153
New +$579K
NKE icon
49
Nike
NKE
$62.4B
$536K 0.71%
+7,228
New +$541K
SDY icon
50
State Street SPDR S&P Dividend ETF
SDY
$22B
$536K 0.71%
+5,986
New +$564K
1
2
3 4 5

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2018 Portfolio in Review

Q4 2018 is the first quarter with a 13F filing on record for DFPG Investments, which disclosed 120 positions worth $75.5M. Its ten largest holdings account for 27% of the portfolio.

Its largest position is Apple: 87,648 shares worth $3.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, followed by Technology and Communication Services.

  • DFPG Investments's largest Q4 2018 buy was Apple: 87,648 shares worth $3.46M.
  • DFPG Investments's ten largest holdings make up 27% of its $75.5M portfolio in Q4 2018.
  • DFPG Investments disclosed 120 positions in Q4 2018, its first 13F filing on record.

Based on DFPG Investments's 13F filing for Q4 2018, filed 22 Jan 2019.