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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLE icon
451
Allegion
ALLE
$13.8B
$268K 0.03%
2,515
+137
+6% +$15.4K
PNFP icon
452
Pinnacle Financial Partners Inc
PNFP
$16.2B
$268K 0.03%
+4,861
New +$341K
ITOT icon
453
iShares Core S&P Total US Stock Market ETF
ITOT
$96.7B
$267K 0.03%
+2,951
New +$262K
MAS icon
454
Masco
MAS
$14.9B
$267K 0.03%
5,374
-119
-2% -$6.13K
TCFC
455
DELISTED
The Community Financial Corporation Common Stock
TCFC
$267K 0.03%
+8,051
New +$311K
USA icon
456
Liberty All-Star Equity Fund
USA
$1.83B
$265K 0.03%
+42,743
New +$263K
BRSP
457
BrightSpire Capital
BRSP
$643M
$264K 0.03%
44,820
+1,022
+2% +$7.01K
GILD icon
458
Gilead Sciences
GILD
$163B
$259K 0.03%
3,123
+536
+21% +$44.4K
JMST icon
459
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.09B
$259K 0.03%
5,097
– –
TEL icon
460
TE Connectivity
TEL
$60.6B
$259K 0.03%
1,973
-4,139
-68% -$524K
SPXX icon
461
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$340M
$257K 0.03%
16,469
– –
AEP icon
462
American Electric Power
AEP
$69B
$257K 0.03%
2,820
+279
+11% +$25.5K
IRM icon
463
Iron Mountain
IRM
$36.4B
$255K 0.03%
+4,815
New +$252K
EWG icon
464
iShares MSCI Germany ETF
EWG
$1.61B
$254K 0.03%
+8,935
New +$246K
MDC
465
DELISTED
M.D.C. Holdings, Inc.
MDC
$251K 0.03%
+6,457
New +$239K
BILL icon
466
BILL Holdings
BILL
$4.77B
$251K 0.03%
3,089
-112
-3% -$10.4K
SCHP icon
467
Schwab US TIPS ETF
SCHP
$16.3B
$251K 0.03%
9,348
-1,026
-10% -$27K
SLF icon
468
Sun Life Financial
SLF
$45.7B
$250K 0.03%
5,348
+843
+19% +$40.6K
XLF icon
469
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$249K 0.03%
7,750
-776
-9% -$27K
PSA icon
470
Public Storage
PSA
$60.2B
$248K 0.03%
820
-7
-0.8% -$2.06K
GNL icon
471
Global Net Lease
GNL
$1.82B
$246K 0.03%
19,159
– –
FAST icon
472
Fastenal
FAST
$55.4B
$245K 0.03%
+9,096
New +$233K
APPF icon
473
AppFolio
APPF
$6.78B
$245K 0.03%
+1,970
New +$238K
UGI icon
474
UGI
UGI
$7.67B
$245K 0.03%
7,044
+1,055
+18% +$40K
ONEY icon
475
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$673M
$242K 0.03%
2,567
– –
17 18
19
20 21

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.