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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
426
Darden Restaurants
DRI
$23.6B
$308K 0.03%
+1,988
New +$294K
VGT icon
427
Vanguard Information Technology ETF
VGT
$141B
$308K 0.03%
6,392
-784
-11% -$34.7K
VSS icon
428
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$308K 0.03%
+2,815
New +$306K
ADI icon
429
Analog Devices
ADI
$176B
$307K 0.03%
+1,557
New +$279K
IMCB icon
430
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
$305K 0.03%
+5,032
New +$309K
MSGS icon
431
Madison Square Garden
MSGS
$9.27B
$299K 0.03%
1,535
+99
+7% +$18.4K
ARE icon
432
Alexandria Real Estate Equities
ARE
$9.24B
$299K 0.03%
2,380
+214
+10% +$31.4K
SHOP icon
433
Shopify
SHOP
$152B
$298K 0.03%
6,220
-2,351
-27% -$103K
IWN icon
434
iShares Russell 2000 Value ETF
IWN
$14.5B
$296K 0.03%
+2,159
New +$313K
ALC icon
435
Alcon
ALC
$34.2B
$295K 0.03%
4,183
+541
+15% +$38.5K
TRI icon
436
Thomson Reuters
TRI
$44.4B
$294K 0.03%
2,145
-44
-2% -$5.61K
VIOO icon
437
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$290K 0.03%
+3,269
New +$299K
QQQX icon
438
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
$290K 0.03%
12,120
– –
EPD icon
439
Enterprise Products Partners
EPD
$81.9B
$289K 0.03%
11,151
+2,471
+28% +$63.5K
SEIX icon
440
Virtus SEIX Senior Loan ETF
SEIX
$252M
$288K 0.03%
+12,198
New +$288K
HLN icon
441
Haleon
HLN
$43.2B
$287K 0.03%
35,280
+3,126
+10% +$24.9K
IRT icon
442
Independence Realty Trust
IRT
$3.95B
$286K 0.03%
17,845
-9,451
-35% -$166K
SQM icon
443
Sociedad Química y Minera de Chile
SQM
$19.1B
$284K 0.03%
+3,507
New +$302K
BOE icon
444
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$283K 0.03%
28,520
– –
MAR icon
445
Marriott International
MAR
$91.5B
$282K 0.03%
1,700
+5
+0.3% +$833
TILL icon
446
Teucrium Agricultural Strategy No K-1 ETF
TILL
$32.8M
$280K 0.03%
8,063
+1,380
+21% +$47.5K
CHTR icon
447
Charter Communications
CHTR
$17.2B
$279K 0.03%
779
-2
-0.3% -$747
SOFI icon
448
SoFi Technologies
SOFI
$23.3B
$275K 0.03%
45,251
+25,694
+131% +$156K
SU icon
449
Suncor Energy
SU
$77.9B
$273K 0.03%
8,779
+91
+1% +$2.96K
THY icon
450
Toews Agility Shares Dynamic Tactical Income ETF
THY
$87.5M
$270K 0.03%
12,111
-1,413
-10% -$31.9K
16 17
18
19 20

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.