We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSCO
426
FS Credit Opportunities Corp
FSCO
$1B
$90.8K 0.02%
+19,327
New +$93.7K
QVCGA
427
DELISTED
QVC Group Inc Series A
QVCGA
$66.4K 0.01%
+692
New +$70.6K
AUGX
428
DELISTED
Augmedix, Inc. Common Stock
AUGX
$45.9K 0.01%
+28,668
New +$36.5K
TTI icon
429
TETRA Technologies
TTI
$1.14B
$43.2K 0.01%
+11,580
New +$45K
EIGR
430
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$42.8K 0.01%
1,081
– –
PRCH icon
431
Porch Group
PRCH
$1.64B
$25.6K ﹤0.01%
+12,236
New +$21.6K
STRM
432
DELISTED
Streamline Health Solutions
STRM
$18.6K ﹤0.01%
+737
New +$17.9K
CTHR
433
DELISTED
Charles & Colvard Ltd
CTHR
$10.9K ﹤0.01%
1,161
– –
AWH
434
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$9.25K ﹤0.01%
+1,373
New +$7.5K
ANGL icon
435
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
– –
-8,643
Closed -$227K
ASAN icon
436
Asana
ASAN
$1.92B
– –
-149,766
Closed -$2.9M
BLDR icon
437
Builders FirstSource
BLDR
$7.15B
– –
-38,117
Closed -$2.15M
FDN icon
438
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
– –
-1,560
Closed -$204K
JETS icon
439
US Global Jets ETF
JETS
$776M
– –
-10,239
Closed -$171K
LPX icon
440
Louisiana-Pacific
LPX
$5.06B
– –
-42,868
Closed -$2.39M
PLTR icon
441
Palantir
PLTR
$295B
– –
-11,425
Closed -$95K
RBBN icon
442
Ribbon Communications
RBBN
$377M
– –
-52,636
Closed -$142K
AVYA
443
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-50,000
Closed -$59K
TWTR
444
DELISTED
Twitter, Inc.
TWTR
– –
-4,691
Closed -$234K
14 15 16 17
18

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.