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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AON icon
401
Aon
AON
$75.9B
$347K 0.04%
1,099
-68
-6% -$21K
BATRK icon
402
Atlanta Braves Holdings Series B
BATRK
$3.27B
$345K 0.04%
10,229
+511
+5% +$17.2K
O icon
403
Realty Income
O
$59.2B
$344K 0.04%
5,433
+1,147
+27% +$74.3K
MGC icon
404
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
$344K 0.04%
+2,403
New +$333K
NCNO icon
405
nCino
NCNO
$2.1B
$341K 0.04%
13,761
+3,117
+29% +$82.2K
TXN icon
406
Texas Instruments
TXN
$246B
$337K 0.04%
+1,813
New +$319K
CSL icon
407
Carlisle Companies
CSL
$14.8B
$333K 0.04%
1,472
+76
+5% +$18.5K
XEL icon
408
Xcel Energy
XEL
$48.5B
$332K 0.04%
+4,927
New +$332K
FSV icon
409
FirstService
FSV
$6.61B
$331K 0.04%
2,347
+288
+14% +$39.7K
QTEC icon
410
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
$331K 0.04%
2,533
– –
GWX icon
411
State Street SPDR S&P International Small Cap ETF
GWX
$874M
$331K 0.04%
10,672
+546
+5% +$16.8K
DFAU icon
412
Dimensional US Core Equity Market ETF
DFAU
$12.6B
$330K 0.04%
11,467
+22
+0.2% +$622
SWK icon
413
Stanley Black & Decker
SWK
$14.8B
$328K 0.04%
4,073
+945
+30% +$79.6K
GRID
414
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.8B
$327K 0.04%
3,353
– –
RTO icon
415
Rentokil
RTO
$12B
$326K 0.04%
8,929
+1,595
+22% +$50.3K
CYRX icon
416
CryoPort
CYRX
$781M
$326K 0.04%
13,575
+1,940
+17% +$42.2K
CWH icon
417
Camping World
CWH
$694M
$324K 0.03%
15,518
+266
+2% +$6.21K
RELX icon
418
RELX
RELX
$63.1B
$324K 0.03%
9,982
+2,142
+27% +$64.2K
EVR icon
419
Evercore
EVR
$12.3B
$323K 0.03%
2,802
+385
+16% +$47.9K
STX icon
420
Seagate
STX
$189B
$322K 0.03%
+4,870
New +$310K
FIXD icon
421
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$319K 0.03%
7,087
– –
DCI icon
422
Donaldson
DCI
$11.1B
$319K 0.03%
4,885
+508
+12% +$31.9K
PAVE icon
423
Global X US Infrastructure Development ETF
PAVE
$14.9B
$316K 0.03%
11,164
+2,867
+35% +$81.2K
VLO icon
424
Valero Energy
VLO
$88.5B
$315K 0.03%
+2,260
New +$304K
PSK icon
425
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$311K 0.03%
9,158
+166
+2% +$5.81K
15 16
17
18 19

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.