We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTO icon
401
Rentokil
RTO
$11.8B
$231K 0.04%
+7,334
New +$228K
TILL icon
402
Teucrium Agricultural Strategy No K-1 ETF
TILL
$36.7M
$227K 0.04%
+6,683
New +$235K
CION icon
403
CION Investment
CION
$297M
$226K 0.04%
20,841
+2,684
+15% +$26.1K
RELX icon
404
RELX
RELX
$61.8B
$226K 0.04%
+7,840
New +$211K
GILD icon
405
Gilead Sciences
GILD
$162B
$226K 0.04%
+2,587
New +$205K
EPD icon
406
Enterprise Products Partners
EPD
$82.3B
$222K 0.04%
+8,680
New +$214K
FDIS icon
407
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.68B
$221K 0.04%
3,629
+161
+5% +$9.77K
WEC icon
408
WEC Energy
WEC
$35.7B
$220K 0.04%
+2,240
New +$207K
ISRG icon
409
Intuitive Surgical
ISRG
$127B
$220K 0.04%
+846
New +$206K
EMB icon
410
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$220K 0.04%
+2,523
New +$209K
USHY icon
411
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
$216K 0.04%
+6,058
New +$209K
SLF icon
412
Sun Life Financial
SLF
$46B
$215K 0.04%
+4,505
New +$199K
VOD icon
413
Vodafone
VOD
$36.3B
$214K 0.04%
+20,035
New +$225K
LHX icon
414
L3Harris
LHX
$51.6B
$210K 0.03%
1,049
+26
+3% +$5.86K
AXP icon
415
American Express
AXP
$227B
$210K 0.03%
1,362
-948
-41% -$140K
STAG icon
416
STAG Industrial
STAG
$7.38B
$205K 0.03%
+5,897
New +$185K
QYLD icon
417
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$205K 0.03%
+12,495
New +$202K
COF icon
418
Capital One
COF
$128B
$203K 0.03%
+1,996
New +$196K
OWL icon
419
Blue Owl Capital
OWL
$6.96B
$171K 0.03%
14,238
-8,624
-38% -$91.1K
FBRT
420
Franklin BSP Realty Trust
FBRT
$630M
$170K 0.03%
+12,413
New +$166K
GAP
421
The Gap Inc
GAP
$7.23B
$155K 0.03%
+12,400
New +$148K
BIZD icon
422
VanEck BDC Income ETF
BIZD
$1.59B
$153K 0.03%
+10,218
New +$149K
BDJ icon
423
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$118K 0.02%
+12,801
New +$113K
TEVA icon
424
Teva Pharmaceuticals
TEVA
$40.8B
$113K 0.02%
+10,170
New +$88.7K
SOFI icon
425
SoFi Technologies
SOFI
$21B
$101K 0.02%
19,557
-413,601
-95% -$2.05M
14 15 16
17
18

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.