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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
376
Vanguard Dividend Appreciation ETF
VIG
$112B
$415K 0.04%
2,697
+340
+14% +$52.1K
NEM icon
377
Newmont
NEM
$100B
$407K 0.04%
8,305
+318
+4% +$15.4K
UL icon
378
Unilever
UL
$137B
$407K 0.04%
6,964
+1,904
+38% +$108K
SPMD icon
379
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.5B
$406K 0.04%
+9,233
New +$413K
SPHY icon
380
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.6B
$405K 0.04%
+17,625
New +$401K
MTUM icon
381
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
$403K 0.04%
+2,898
New +$409K
RJF icon
382
Raymond James Financial
RJF
$34.1B
$403K 0.04%
4,318
+290
+7% +$30.7K
HON icon
383
Honeywell
HON
$78.2B
$399K 0.04%
2,212
+197
+10% +$37K
ETN icon
384
Eaton
ETN
$170B
$397K 0.04%
+2,315
New +$385K
OTIS icon
385
Otis Worldwide
OTIS
$27.5B
$397K 0.04%
+4,699
New +$389K
IWO icon
386
iShares Russell 2000 Growth ETF
IWO
$14.6B
$395K 0.04%
+1,741
New +$398K
IFRA icon
387
iShares US Infrastructure ETF
IFRA
$4.57B
$393K 0.04%
+10,538
New +$398K
SFBS
388
ServisFirst Bancshares
SFBS
$4.92B
$390K 0.04%
7,143
+1,332
+23% +$89.3K
SPYD icon
389
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.77B
$378K 0.04%
9,945
+680
+7% +$27.2K
UTZ icon
390
Utz Brands
UTZ
$1.25B
$377K 0.04%
22,905
+2,297
+11% +$38K
VGLT icon
391
Vanguard Long-Term Treasury ETF
VGLT
$10B
$371K 0.04%
+5,670
New +$366K
GXO icon
392
GXO Logistics
GXO
$5.82B
$368K 0.04%
7,296
+950
+15% +$47.3K
HCA icon
393
HCA Healthcare
HCA
$88B
$367K 0.04%
1,390
+76
+6% +$19.3K
IWB icon
394
iShares Russell 1000 ETF
IWB
$49B
$365K 0.04%
1,621
-81
-5% -$17.8K
CARR icon
395
Carrier Global
CARR
$52.1B
$362K 0.04%
+7,921
New +$355K
RTL
396
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$361K 0.04%
57,464
– –
MP icon
397
MP Materials
MP
$7.8B
$360K 0.04%
12,779
+128
+1% +$3.87K
VGSH icon
398
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$360K 0.04%
+6,152
New +$357K
TROW icon
399
T. Rowe Price
TROW
$24.3B
$359K 0.04%
+3,184
New +$364K
SRLN icon
400
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$348K 0.04%
8,392
+533
+7% +$22.2K
14 15
16
17 18

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BWM
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AAM
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.