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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
351
ResMed
RMD
$31.9B
$473K 0.05%
2,159
+451
+26% +$97.8K
TDC icon
352
Teradata
TDC
$3.16B
$471K 0.05%
11,684
+1,621
+16% +$60.2K
IGSB icon
353
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$464K 0.05%
+9,185
New +$461K
VWOB icon
354
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$463K 0.05%
7,424
+2,083
+39% +$129K
AIG icon
355
American International
AIG
$41.7B
$459K 0.05%
9,124
+697
+8% +$40.7K
CNC icon
356
Centene
CNC
$31.6B
$452K 0.05%
7,151
+484
+7% +$34.4K
AES icon
357
AES
AES
$10.5B
$448K 0.05%
18,602
+1,054
+6% +$26.8K
NFJ
358
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$447K 0.05%
38,024
+3,200
+9% +$38.1K
ILCG icon
359
iShares Morningstar Growth ETF
ILCG
$3.25B
$447K 0.05%
+8,069
New +$423K
JLL icon
360
Jones Lang LaSalle
JLL
$16.8B
$446K 0.05%
3,064
+363
+13% +$60.5K
DOW icon
361
Dow Inc
DOW
$21.6B
$444K 0.05%
8,101
+286
+4% +$16.1K
SPYM
362
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$441K 0.05%
9,166
+532
+6% +$25K
BL icon
363
BlackLine
BL
$1.91B
$439K 0.05%
6,543
+1,108
+20% +$76.4K
STZ icon
364
Constellation Brands
STZ
$22.4B
$433K 0.05%
1,917
+103
+6% +$22.9K
DFAS icon
365
Dimensional US Small Cap ETF
DFAS
$15.8B
$432K 0.05%
+8,202
New +$444K
VO icon
366
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$432K 0.05%
8,192
+3,832
+88% +$204K
FCN icon
367
FTI Consulting
FCN
$4.35B
$431K 0.05%
2,182
+127
+6% +$22.1K
ATRC icon
368
AtriCure
ATRC
$1.98B
$429K 0.05%
10,341
+1,616
+19% +$67.1K
FAF icon
369
First American
FAF
$7.72B
$427K 0.05%
7,671
+712
+10% +$40.9K
GWRE icon
370
Guidewire Software
GWRE
$13.4B
$423K 0.05%
5,159
+749
+17% +$54.5K
PHYL icon
371
PGIM Active High Yield Bond ETF
PHYL
$1.39B
$423K 0.05%
12,359
– –
MORN icon
372
Morningstar
MORN
$7.47B
$421K 0.05%
2,074
+202
+11% +$44.4K
DIAX
373
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$420K 0.05%
28,625
– –
VIRT icon
374
Virtu Financial
VIRT
$5.18B
$420K 0.05%
22,233
+3,236
+17% +$62.2K
ARKK icon
375
ARK Innovation ETF
ARKK
$6.05B
$420K 0.05%
+10,410
New +$399K
13 14
15
16 17

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.