We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
351
First Trust Rising Dividend Achievers ETF
RDVY
$25.1B
$303K 0.05%
6,562
– –
VGT icon
352
Vanguard Information Technology ETF
VGT
$141B
$298K 0.05%
7,176
+2,056
+40% +$83.9K
BXSL icon
353
Blackstone Secured Lending
BXSL
$5.48B
$297K 0.05%
+12,680
New +$297K
GWRE icon
354
Guidewire Software
GWRE
$13.1B
$297K 0.05%
+4,410
New +$262K
CHTR icon
355
Charter Communications
CHTR
$17.2B
$296K 0.05%
+781
New +$274K
BOE icon
356
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$294K 0.05%
+28,520
New +$268K
ALGN icon
357
Align Technology
ALGN
$12.4B
$294K 0.05%
+1,255
New +$251K
UL icon
358
Unilever
UL
$137B
$290K 0.05%
+5,060
New +$271K
NCNO icon
359
nCino
NCNO
$2.1B
$287K 0.05%
+10,644
New +$300K
MAS icon
360
Masco
MAS
$14.7B
$284K 0.05%
+5,493
New +$265K
O icon
361
Realty Income
O
$59.2B
$283K 0.05%
+4,286
New +$266K
XLK icon
362
State Street Technology Select Sector SPDR ETF
XLK
$117B
$282K 0.05%
+4,366
New +$277K
HYG icon
363
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$282K 0.05%
+3,696
New +$272K
QTEC icon
364
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
$281K 0.05%
2,533
-3,570
-58% -$384K
FSV icon
365
FirstService
FSV
$6.61B
$280K 0.05%
+2,059
New +$255K
CRH icon
366
CRH
CRH
$65.6B
$278K 0.05%
+6,251
New +$234K
OHI icon
367
Omega Healthcare
OHI
$14.7B
$275K 0.05%
+9,895
New +$298K
SCHP icon
368
Schwab US TIPS ETF
SCHP
$16.2B
$273K 0.05%
+10,374
New +$271K
SU icon
369
Suncor Energy
SU
$77.9B
$273K 0.04%
+8,688
New +$286K
VBR icon
370
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$272K 0.04%
+1,637
New +$261K
ALLE icon
371
Allegion
ALLE
$13.7B
$271K 0.04%
+2,378
New +$248K
QQQX icon
372
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
$271K 0.04%
+12,120
New +$265K
AIZ icon
373
Assurant
AIZ
$14B
$270K 0.04%
+2,134
New +$284K
ESML icon
374
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.86B
$270K 0.04%
+7,804
New +$259K
TRI icon
375
Thomson Reuters
TRI
$44.4B
$269K 0.04%
+2,189
New +$252K
13 14
15
16 17

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.