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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
(-3.1%)
Cap. Flow
+$13.1M
Cap. Flow
% of AUM
1.22%
Top 10 Holdings %
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$21.5M |
| 2 |
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
|
+$13.8M |
| 3 |
BNY Mellon US Mid Cap Core Equity ETF
BKMC
|
+$11.3M |
| 4 |
Advanced Micro Devices
AMD
|
+$6.81M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$6.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P Health Care Equipment ETF
XHE
|
+$30.3M |
| 2 |
SPDR Gold Trust
GLD
|
+$18.7M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$16.2M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$14.4M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.2% |
| 2 | Financials | 7.8% |
| 3 | Healthcare | 6.81% |
| 4 | Consumer Discretionary | 5.98% |
| 5 | Communication Services | 5.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
| $570K | 0.05% |
22,051
-14,929
| -40% | -$420K |
|
327
Applied Materials
AMAT
$391B
| $570K | 0.05% |
3,983
-986
| -20% | -$141K |
|
328
First Trust Cloud Computing ETF
SKYY
$2.94B
| $562K | 0.05% |
7,445
| – | – |
|
329
JPMorgan US Quality Factor ETF
JQUA
$8.25B
| $562K | 0.05% |
12,869
-18,349
| -59% | -$819K |
|
330
Mercado Libre
MELI
$97.1B
| $561K | 0.05% |
418
+235
| +128% | +$299K |
|
331
American International
AIG
$41.9B
| $555K | 0.05% |
8,829
-1,307
| -13% | -$78K |
|
332
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
| $552K | 0.05% |
18,879
-13,505
| -42% | -$397K |
|
333
First Trust Capital Strength ETF
FTCS
$7.9B
| $550K | 0.05% |
7,398
-2,958
| -29% | -$224K |
|
334
3M
MMM
$92.3B
| $549K | 0.05% |
7,164
+1,917
| +37% | +$165K |
|
335
Diageo
DEO
$49.8B
| $544K | 0.05% |
3,401
-1,930
| -36% | -$323K |
|
336
Assurant
AIZ
$14B
| $533K | 0.05% |
3,309
-674
| -17% | -$92.3K |
|
337
Eaton
ETN
$160B
| $532K | 0.05% |
2,436
+33
| +1% | +$7.11K |
|
|
CTLT
338
DELISTED
CATALENT, INC.
CTLT
| $530K | 0.05% |
15,734
+4,257
| +37% | +$199K |
|
339
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15B
| $525K | 0.05% |
7,671
-5,545
| -42% | -$406K |
|
340
Service Corp International
SCI
$11.9B
| $525K | 0.05% |
9,168
-264
| -3% | -$16.7K |
|
341
First Trust US Equity Opportunities ETF
FPX
$1.46B
| $522K | 0.05% |
6,482
| – | – |
|
342
AES
AES
$10.5B
| $519K | 0.05% |
33,229
+12,689
| +62% | +$242K |
|
343
Illinois Tool Works
ITW
$83.2B
| $518K | 0.05% |
2,267
-231
| -9% | -$56.4K |
|
344
Southwest Airlines
LUV
$22.8B
| $517K | 0.05% |
22,137
+2,425
| +12% | +$79.1K |
|
345
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
| $514K | 0.05% |
2,538
-2,426
| -49% | -$551K |
|
346
Deckers Outdoor
DECK
$13.6B
| $513K | 0.05% |
4,890
+2,532
| +107% | +$227K |
|
347
MetLife
MET
$62B
| $511K | 0.05% |
8,620
-1,914
| -18% | -$119K |
|
348
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
| $511K | 0.05% |
8,712
+2,127
| +32% | +$134K |
|
349
Polaris
PII
$3.97B
| $510K | 0.05% |
5,876
-1,195
| -17% | -$142K |
|
350
iShares Russell 2500 ETF
SMMD
$3.59B
| $509K | 0.05% |
9,784
-4,908
| -33% | -$283K |
|
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DFPG Investments's Q3 2023 Portfolio in Review
As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
- DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
- DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
- DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
- DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
- DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
- DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.
Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.