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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSL icon
326
Carlisle Companies
CSL
$14.3B
$344K 0.06%
+1,396
New +$359K
UTZ icon
327
Utz Brands
UTZ
$1.25B
$342K 0.06%
+20,608
New +$342K
BATRK icon
328
Atlanta Braves Holdings Series B
BATRK
$3.26B
$340K 0.06%
+9,718
New +$303K
SAP icon
329
SAP
SAP
$212B
$336K 0.06%
+2,922
New +$293K
DRUP icon
330
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$48.6M
$335K 0.06%
9,983
-12,640
-56% -$420K
TDC icon
331
Teradata
TDC
$2.92B
$335K 0.06%
+10,063
New +$324K
ADM icon
332
Archer Daniels Midland
ADM
$38.2B
$335K 0.06%
+3,861
New +$356K
VWOB icon
333
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$334K 0.06%
+5,341
New +$319K
ARE icon
334
Alexandria Real Estate Equities
ARE
$8.97B
$333K 0.05%
2,166
+539
+33% +$77.9K
HCA icon
335
HCA Healthcare
HCA
$87.2B
$332K 0.05%
+1,314
New +$294K
SRLN icon
336
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$329K 0.05%
7,859
-1,039
-12% -$42.8K
BILL icon
337
BILL Holdings
BILL
$4.49B
$328K 0.05%
+3,201
New +$384K
FCN icon
338
FTI Consulting
FCN
$4.4B
$327K 0.05%
+2,055
New +$343K
DFAU icon
339
Dimensional US Core Equity Market ETF
DFAU
$12.4B
$321K 0.05%
11,445
+605
+6% +$16.4K
ILCV icon
340
iShares Morningstar Value ETF
ILCV
$1.32B
$320K 0.05%
+4,887
New +$305K
FIXD icon
341
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$320K 0.05%
7,087
– –
PSK icon
342
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$316K 0.05%
8,992
-238
-3% -$8.03K
SHOP icon
343
Shopify
SHOP
$152B
$312K 0.05%
+8,571
New +$293K
GXO icon
344
GXO Logistics
GXO
$5.77B
$311K 0.05%
+6,346
New +$255K
THY icon
345
Toews Agility Shares Dynamic Tactical Income ETF
THY
$87M
$310K 0.05%
13,524
+3,750
+38% +$85.9K
GWX icon
346
State Street SPDR S&P International Small Cap ETF
GWX
$856M
$309K 0.05%
+10,126
New +$287K
GRID
347
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$309K 0.05%
3,353
– –
BRSP
348
BrightSpire Capital
BRSP
$634M
$308K 0.05%
43,798
-7,217
-14% -$50.1K
EVR icon
349
Evercore
EVR
$12.4B
$306K 0.05%
+2,417
New +$252K
XLF icon
350
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$305K 0.05%
+8,526
New +$288K
12 13
14
15 16

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TC
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BWM
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AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.