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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COO icon
301
Cooper Companies
COO
$14.5B
$603K 0.06%
6,464
+464
+8% +$39.9K
FTEC icon
302
Fidelity MSCI Information Technology Index ETF
FTEC
$20.2B
$603K 0.06%
5,288
+1,544
+41% +$161K
EMB icon
303
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$598K 0.06%
6,931
+4,408
+175% +$380K
SH icon
304
ProShares Short S&P500
SH
$914M
$594K 0.06%
9,901
+3,952
+66% +$244K
MC icon
305
Moelis & Co
MC
$5.08B
$594K 0.06%
+15,445
New +$663K
QYLD icon
306
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.16B
$593K 0.06%
34,560
+22,065
+177% +$368K
HYMB icon
307
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.17B
$591K 0.06%
23,592
-25,192
-52% -$630K
SHEL icon
308
Shell
SHEL
$252B
$586K 0.06%
10,191
+114
+1% +$6.71K
LUV icon
309
Southwest Airlines
LUV
$23B
$579K 0.06%
17,786
+6,397
+56% +$218K
AAON icon
310
Aaon
AAON
$7.58B
$578K 0.06%
+8,975
New +$494K
BNDX icon
311
Vanguard Total International Bond ETF
BNDX
$82B
$577K 0.06%
11,798
+1,324
+13% +$64.1K
VMBS icon
312
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$577K 0.06%
+12,389
New +$575K
ASML icon
313
ASML
ASML
$631B
$577K 0.06%
847
+109
+15% +$70K
STVN icon
314
Stevanato
STVN
$5.62B
$568K 0.06%
21,943
+2,554
+13% +$54.8K
IEFA icon
315
iShares Core MSCI EAFE ETF
IEFA
$191B
$565K 0.06%
8,458
-55
-0.6% -$3.61K
WFC.PRL icon
316
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$563K 0.06%
+479
New +$576K
CB icon
317
Chubb
CB
$134B
$562K 0.06%
2,895
+353
+14% +$74.2K
AEM icon
318
Agnico Eagle Mines
AEM
$74.6B
$562K 0.06%
11,021
+528
+5% +$27.1K
PAYC icon
319
Paycom
PAYC
$7.86B
$560K 0.06%
1,842
+154
+9% +$46.4K
DOCU
320
DocuSign
DOCU
$10.5B
$559K 0.06%
9,581
-302
-3% -$18K
MET icon
321
MetLife
MET
$62B
$554K 0.06%
9,570
+405
+4% +$27.3K
SAP icon
322
SAP
SAP
$219B
$554K 0.06%
4,380
+1,458
+50% +$171K
ICLR icon
323
Icon
ICLR
$12.2B
$550K 0.06%
2,577
-2,140
-45% -$476K
BTO
324
John Hancock Financial Opportunities Fund
BTO
$808M
$548K 0.06%
17,945
-2,700
-13% -$92.3K
VBK icon
325
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.5B
$546K 0.06%
2,521
-952
-27% -$206K
11 12
13
14 15

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BWM
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AAM
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.