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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRT icon
301
Virtu Financial
VIRT
$5.11B
$392K 0.06%
+18,997
New +$413K
CTLT
302
DELISTED
CATALENT, INC.
CTLT
$389K 0.06%
+7,871
New +$428K
BL icon
303
BlackLine
BL
$1.84B
$388K 0.06%
+5,435
New +$337K
STVN icon
304
Stevanato
STVN
$5.42B
$385K 0.06%
+19,389
New +$322K
SPYD icon
305
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$384K 0.06%
9,265
+47
+0.5% +$1.84K
VGK icon
306
Vanguard FTSE Europe ETF
VGK
$30.7B
$379K 0.06%
+6,394
New +$337K
IEP icon
307
Icahn Enterprises
IEP
$5.24B
$376K 0.06%
+7,094
New +$370K
VWO icon
308
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$376K 0.06%
+9,014
New +$344K
ITW icon
309
Illinois Tool Works
ITW
$82.6B
$372K 0.06%
+1,614
New +$344K
UVIX icon
310
2x Long VIX Futures ETF
UVIX
$247M
$371K 0.06%
+8
New +$731K
IWB icon
311
iShares Russell 1000 ETF
IWB
$48.2B
$371K 0.06%
+1,702
New +$360K
RTL
312
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$371K 0.06%
57,464
– –
SH icon
313
ProShares Short S&P500
SH
$907M
$369K 0.06%
+5,949
New +$381K
VIG icon
314
Vanguard Dividend Appreciation ETF
VIG
$111B
$368K 0.06%
+2,357
New +$351K
SCHG icon
315
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$368K 0.06%
+25,600
New +$368K
EFV icon
316
iShares MSCI EAFE Value ETF
EFV
$28.8B
$368K 0.06%
+7,675
New +$333K
FTEC icon
317
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$367K 0.06%
3,744
+579
+18% +$55.9K
ESS icon
318
Essex Property Trust
ESS
$18.3B
$367K 0.06%
+1,650
New +$361K
NOC icon
319
Northrop Grumman
NOC
$77.1B
$367K 0.06%
+744
New +$388K
RMD icon
320
ResMed
RMD
$30.6B
$366K 0.06%
+1,708
New +$375K
ATRC icon
321
AtriCure
ATRC
$1.92B
$366K 0.06%
+8,725
New +$364K
MP icon
322
MP Materials
MP
$7.36B
$365K 0.06%
12,651
+4,257
+51% +$129K
AON icon
323
Aon
AON
$76.5B
$364K 0.06%
+1,167
New +$341K
PCOR icon
324
Procore
PCOR
$8.26B
$358K 0.06%
+7,033
New +$359K
SCHD icon
325
Schwab US Dividend Equity ETF
SCHD
$103B
$351K 0.06%
13,557
+4,605
+51% +$114K
11 12
13
14 15

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.